DFX Intelligence

S•••• A• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••• A• B•••••••

Advisor at W•••••••• I••••••••• C••••••••• I•••

Concord, NH

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Search this name across graphsid dfx:ria:47e39cc1-20a9-7d9f-462b-78414cc71f4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• I••••••••• C••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• I••••••••• C••••••••• I•••	Independent wealth	Nov 27, 2018	n/a	yes	Concord, NH	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 13, 2001	Jun 9, 2014	no	CONCORD, NH\|MANCHESTER, NH\|PORTSMOUTH, NH\|PORTSMOUTH, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••••••• I••••••••• C••••••••• I•••	Jun 9, 2014	Nov 27, 2018	1,632	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ W•••••••• I••••••••• C••••••••• I•••Registered adviserregistration: current employment
Nov 27, 2018 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 13, 2001 to Jun 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47e39cc1-20a9-7d9f-462b-78414cc71f4f
First observed: Aug 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.