DFX Intelligence
Reading the graph
Reading the graph
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Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••• P•••••• W••••• M••••••••• | Former SEC adviser | Sep 10, 2026 | n/a | yes | BEDFORD, NH | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 7, 2024 | Sep 24, 2026 | no | BEDFORD, NH|Portsmouth, NH|North Andover, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | R••• P•••••• W••••• M••••••••• | Sep 24, 2026 | Sep 10, 2026 | -14 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:343846:MA:2026-09-24 | Sep 24, 2026 | Sep 10, 2026 | NORTH ANDOVER, MA | Firm change |