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Advisor at MOSAIC ADVISORS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOSAIC ADVISORS | Independent wealth | Oct 1, 2024 | n/a | yes | HOUSTON, TX | Current employment |
| INTRUA FINANCIAL | Independent wealth | Sep 12, 2023 | Jun 28, 2024 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 30, 2021 | May 25, 2023 | no | Angleton, TX|Angleton, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | MOSAIC ADVISORS | Jun 28, 2024 | Oct 1, 2024 | 95 | Firm change | Ibd to RIA |
| AVANTAX ADVISORY SERVICES | INTRUA FINANCIAL | May 25, 2023 | Sep 12, 2023 | 110 | Firm change | Ibd to RIA |