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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MOSAIC ADVISORS

MOSAIC ADVISORS LLC, CRD 164913

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbb4018e-5497-63f3-3343-b80a41addff1

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 6
On other graphs: 0
Observed: May 29, 2015 to Jul 24, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $581MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $571M
Private client RAUM: $561MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor: $26.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 275
Individual clients: 7
High net worth clients: 65
Custody, client assets: $106M
SEC number: 801-99369
CIK: 1808523
CRD: 164913
Filings on the tape: 22
First filed: May 29, 2015
Latest filed: Jul 24, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CAREY STUART KESNER	Certified Financial Planner	HOUSTON, TX	13	21	4	no
BRANDON ROSS HENRY	n/a	HOUSTON, TX	13	21	7	no
JAY LEE GOLDBERG	Certified Financial Planner	HOUSTON, TX	13	44	5	no
LAURE HAMZO	Certified Financial Planner	HOUSTON, TX	12	14	n/a	no
RYAN LAWRENCE GROSSKREUZ	Chartered Financial Analyst	HOUSTON, TX	4	12	1	no
Keaton Vaughn Dockery-Yanker	Certified Financial Planner	HOUSTON, TX	3	12	n/a	no
JON MATTHEW SLOVISKY	Certified Financial Planner	HOUSTON, TX	3	19	3	no
Ana Carolina Tagtmeyer	n/a	HOUSTON, TX	3	12	1	no
Aaron Edward Hart	Certified Financial Planner	HOUSTON, TX	3	11	n/a	no
Eloy Anthony Hernandez	Certified Financial Planner	HOUSTON, TX	2	12	1	no
Richard Earl Meyer	n/a	HOUSTON, TX	2	14	n/a	no
Kristin Nicole Hurst-Hebron	Certified Financial Planner	HOUSTON, TX	1	10	2	no
Mason Lincoln Aydelotte	n/a	HOUSTON, TX	1	10	n/a	no
Reid William Thompson	n/a	HOUSTON, TX	1	10	n/a	no
NICHOLAS David PELINI	n/a	HOUSTON, TX	1	11	1	no
Jacy Lynn Norris	n/a	HOUSTON, TX	1	11	n/a	no
Andre Hilson Massicott	n/a	HOUSTON, TX	1	10	n/a	no
MICHAEL DEE	Chartered Financial Analyst	HOUSTON, TX	1	20	1	no
Aaron Price	n/a	HOUSTON, TX	0	12	n/a	no
Gustavo Montano	n/a	HOUSTON, TX	0	10	n/a	no
HANCE VERNON MYERS	n/a	HOUSTON, TX	0	12	n/a	no
Nathan Fonseca	n/a	HOUSTON, TX	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APERTURE HOLDINGS	Owner	C	yes	01/2021	Mar 12, 2021	Mar 29, 2024
HENRY, BRANDON, ROSS	Partner	E	yes	06/2012	May 29, 2015	Mar 29, 2024
HENRY, BRANDON, ROSS	Partner	Na	yes	06/2012	May 29, 2015	Mar 29, 2024
KESNER, CAREY, STUART	Partner	C	yes	06/2012	May 29, 2015	Mar 29, 2024
KESNER, CAREY, STUART	PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2012	May 29, 2015	Mar 29, 2024
MOSAIC WEALTH PARTNERS, LLC	MANAGING MEMBER	E	yes	06/2012	May 29, 2015	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MOSAIC INSURANCE AGENCY LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$581M	$571M	27	16	1	n/a	n/a
2024	Apr 2, 2025	$499M	$491M	20	16	0	n/a	n/a
2023	Mar 29, 2024	$326M	$323M	17	14	0	n/a	n/a
2022	Mar 27, 2023	$353M	$334M	14	7	0	n/a	n/a
2021	Feb 18, 2022	$332M	$313M	15	10	0	n/a	n/a
2020	Mar 12, 2021	$302M	$275M	12	7	0	n/a	n/a
2019	Mar 4, 2020	$283M	$240M	12	7	0	n/a	n/a
2018	Mar 19, 2019	$221M	$139M	11	6	1	n/a	n/a
2017	Mar 29, 2018	$242M	$122M	9	6	1	n/a	n/a
2016	Mar 31, 2017	$159M	$93.3M	8	6	n/a	n/a	n/a
2015	Feb 26, 2016	$117M	$63.2M	7	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$581M	$499M	16.2%	$353M	18.0%	27	20	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FSC SECURITIES CORPORATION	3	Mar 31, 2015	Oct 12, 2012	HOUSTON, TX	Team lift out	Other	0.6%

Relationships

Registered with (27)

← Nathan FonsecaAdvisorregistration: current employment
Aug 1, 2026 to presentfactForm ADV
← HANCE VERNON MYERSAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← Gustavo MontanoAdvisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← Aaron PriceAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← MICHAEL DEEAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← Andre Hilson MassicottAdvisorregistration: current employment
Aug 16, 2025 to presentfactForm ADV
← Jacy Lynn NorrisAdvisorregistration: current employment
Jul 21, 2025 to presentfactForm ADV
← NICHOLAS David PELINIAdvisorregistration: current employment
Jun 25, 2025 to presentfactForm ADV
← Reid William ThompsonAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← Mason Lincoln AydelotteAdvisorregistration: current employment
May 16, 2025 to presentfactForm ADV
← Kristin Nicole Hurst-HebronAdvisorregistration: current employment
Oct 1, 2024 to presentfactForm ADV
← Richard Earl MeyerAdvisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV
← Eloy Anthony HernandezAdvisorregistration: current employment
Apr 25, 2024 to presentfactForm ADV
← Aaron Edward HartAdvisorregistration: current employment
Jul 3, 2023 to presentfactForm ADV
← Ana Carolina TagtmeyerAdvisorregistration: current employment
Jun 29, 2023 to presentfactForm ADV
← JON MATTHEW SLOVISKYAdvisorregistration: current employment
Jun 13, 2023 to presentfactForm ADV
← Keaton Vaughn Dockery-YankerAdvisorregistration: current employment
Nov 28, 2022 to presentfactForm ADV
← RYAN LAWRENCE GROSSKREUZAdvisorregistration: current employment
Jun 17, 2022 to presentfactForm ADV
← LAURE HAMZOAdvisorregistration: current employment
Feb 20, 2014 to presentfactForm ADV
← JAY LEE GOLDBERGAdvisorregistration: current employment
Oct 12, 2012 to presentfactForm ADV
← BRANDON ROSS HENRYAdvisorregistration: current employment
Sep 28, 2012 to presentfactForm ADV
← CAREY STUART KESNERAdvisorregistration: current employment
Sep 27, 2012 to presentfactForm ADV
← Genevieve Marie ZeletzAdvisorregistration: previous registration
Sep 20, 2018 to Oct 8, 2024factForm ADV
← Marium Yamile MurphyAdvisorregistration: previous registration
Mar 7, 2022 to Mar 29, 2024factForm ADV
← Erin Lee PatakAdvisorregistration: previous registration
Jul 6, 2021 to May 12, 2023factForm ADV
← ROBERT CHARLES LESLIEAdvisorregistration: previous registration
Apr 9, 2021 to Jul 22, 2021factForm ADV
← CHRISTOPHER PERRASAdvisorregistration: previous registration
May 29, 2014 to Oct 19, 2017factForm ADV

Controls (4)

← HENRY, BRANDON, ROSSOwnerPARTNER, ownership code E, individual
May 29, 2015 to Mar 29, 2024factForm ADV
← KESNER, CAREY, STUARTOwnerPARTNER, ownership code C, individual
May 29, 2015 to Mar 29, 2024factForm ADV
← APERTURE HOLDINGSOwnerOWNER, ownership code C, domestic entity
Mar 12, 2021 to Mar 29, 2024factForm ADV
← MOSAIC WEALTH PARTNERS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 29, 2015 to Mar 29, 2024factForm ADV

Moved with (1)

← FSC SECURITIES CORPORATIONRegistered adviser3 advisors, team lift out, same day
Mar 31, 2015 to Oct 12, 2012factForm ADV

Dated events

Occurred
Apr 2, 2025
Regulatory AUM changed
Mosaic Advisors reported RAUM $499.4M, up 53% from $325.6M (2024-03-29 to 2025-04-02)
Form ADVobserved 5 days ago
$174M
Occurred
Oct 8, 2024
Advisor changed firm
Genevieve Marie Zeletz left Mosaic Advisors for Kestra Advisory Services, Llc (registered 2025-06-16)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Marium Yamile Murphy left Mosaic Advisors for Post Oak Private Wealth Advisors (registered 2024-04-04)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2023
Control person left
Lee Jay Goldberg (Managing Partner) no longer on Schedule A of Mosaic Advisors (listed 2023-04-28, absent 2023-08-08)
Form ADVobserved 5 days ago
Occurred
May 12, 2023
Advisor changed firm
Erin Lee Patak left Mosaic Advisors for Rbc Rochdale, Llc (registered 2023-06-30)
Form ADVobserved 5 days ago
Occurred
May 29, 2015
First Form ADV filing
Mosaic Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbb4018e-5497-63f3-3343-b80a41addff1
First observed: May 29, 2015
Last observed: Jul 24, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOSAIC ADVISORS

MOSAIC ADVISORS LLC, CRD 164913

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbb4018e-5497-63f3-3343-b80a41addff1

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CAREY STUART KESNER

Certified Financial Planner

HOUSTON, TX

BRANDON ROSS HENRY

n/a

HOUSTON, TX

JAY LEE GOLDBERG

Certified Financial Planner

HOUSTON, TX

LAURE HAMZO

Certified Financial Planner

HOUSTON, TX

n/a

RYAN LAWRENCE GROSSKREUZ

Chartered Financial Analyst

HOUSTON, TX

Keaton Vaughn Dockery-Yanker

Certified Financial Planner

HOUSTON, TX

n/a

JON MATTHEW SLOVISKY

Certified Financial Planner

HOUSTON, TX

Ana Carolina Tagtmeyer

n/a

HOUSTON, TX

Aaron Edward Hart

Certified Financial Planner

HOUSTON, TX

n/a

Eloy Anthony Hernandez

Certified Financial Planner

HOUSTON, TX

Richard Earl Meyer

n/a

HOUSTON, TX

n/a

Kristin Nicole Hurst-Hebron

Certified Financial Planner

HOUSTON, TX

Mason Lincoln Aydelotte

n/a

HOUSTON, TX

n/a

Reid William Thompson

n/a

HOUSTON, TX

n/a

NICHOLAS David PELINI

n/a

HOUSTON, TX

Jacy Lynn Norris

n/a

HOUSTON, TX

n/a

Andre Hilson Massicott

n/a

HOUSTON, TX

n/a

MICHAEL DEE

Chartered Financial Analyst

HOUSTON, TX

Aaron Price

n/a

HOUSTON, TX

n/a

Gustavo Montano

n/a

HOUSTON, TX

n/a

HANCE VERNON MYERS

n/a

HOUSTON, TX

n/a

Nathan Fonseca

n/a

HOUSTON, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APERTURE HOLDINGS

Owner

yes

01/2021

Mar 12, 2021

Mar 29, 2024

HENRY, BRANDON, ROSS

Partner

yes

06/2012

May 29, 2015

Mar 29, 2024

HENRY, BRANDON, ROSS

Partner

yes

06/2012

May 29, 2015

Mar 29, 2024

KESNER, CAREY, STUART

Partner

yes

06/2012

May 29, 2015

Mar 29, 2024

KESNER, CAREY, STUART

PARTNER AND CHIEF COMPLIANCE OFFICER

yes

06/2012

May 29, 2015

Mar 29, 2024

MOSAIC WEALTH PARTNERS, LLC

MANAGING MEMBER

yes

06/2012

May 29, 2015

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MOSAIC INSURANCE AGENCY LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$581M

$571M

n/a

2024

Apr 2, 2025

$499M

$491M

n/a

2023

Mar 29, 2024

$326M

$323M

n/a

2022

Mar 27, 2023

$353M

$334M

n/a

2021

Feb 18, 2022

$332M

$313M

n/a

2020

Mar 12, 2021

$302M

$275M

n/a

2019

Mar 4, 2020

$283M

$240M

n/a

2018

Mar 19, 2019

$221M

$139M

n/a

2017

Mar 29, 2018

$242M

$122M

n/a

2016

Mar 31, 2017

$159M

$93.3M

n/a

2015

Feb 26, 2016

$117M

$63.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$581M

$499M

16.2%

$353M

18.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FSC SECURITIES CORPORATION

Mar 31, 2015

Oct 12, 2012

HOUSTON, TX

Team lift out

Other

0.6%