DFX Intelligence

E•••• S••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

E•••• S••• N•••••

Advisor at L•••

Scottsdale, AZ | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:47eb63a8-fe31-e765-342a-36cd3f80eeac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 13, 2025	n/a	yes	LOS ANGELES, CA\|Scottsdale, AZ	Current employment
C••••••••• F••••••••	Former SEC adviser	Apr 24, 2015	Jun 16, 2025	no	S•••TSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••	L•••	Jun 16, 2025	Jun 13, 2025	-3	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
143442:269866:AZ:2025-06-16	Jun 16, 2025	Jun 13, 2025	S•••TSDALE, AZ	Firm change

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ C••••••••• F••••••••Registered adviserregistration: previous registration
Apr 24, 2015 to Jun 16, 2025factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
E•••• S••• N••••• left C••••••••• F•••••••• for Lido (registered 2025-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47eb63a8-fe31-e765-342a-36cd3f80eeac
First observed: Apr 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.