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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

COPPERWYND FINANCIAL

COPPERWYND FINANCIAL, LLC, CRD 143442

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1338f527-8f77-9cfa-5c9a-8c42f1daf7bb

Data as of Mar 7, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 14
On other graphs: 1
Observed: Feb 9, 2012 to Mar 7, 2025
45 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Copperwynd Financial, LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $720MItem 5.F on the latest filing (2025-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $720M
Private client RAUM: $720MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,150
Individual clients: 395
High net worth clients: 199
Custody, client assets: $382M
SEC number: 801-67763
CIK: 1687832
CRD: 143442
Filings on the tape: 45
First filed: Feb 9, 2012
Latest filed: Mar 7, 2025
Organised: Limited Liability Company, AZ
Website: copperwyndfinancial.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAUGHTREY, DAVID, BLANE	MANAGING MEMBER	D	yes	03/2007	Feb 9, 2012	Oct 1, 2024
NEWTON, ERICK, SCOT	MEMBER & CHIEF COMPLIANCE OFFICER	B	yes	01/2015	Feb 10, 2012	Oct 1, 2024
EGGETT, JACOB, O	Member	B	no	01/2019	Mar 7, 2019	Oct 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SOUTH JORDAN	Ut	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 7, 2025	$720M	$720M	11	5	1	n/a	n/a
2023	Feb 29, 2024	$531M	$531M	9	5	0	n/a	n/a
2022	Feb 17, 2023	$459M	$459M	10	5	0	n/a	n/a
2021	Mar 2, 2022	$510M	$510M	10	4	0	n/a	n/a
2020	Mar 17, 2021	$417M	$417M	8	4	0	n/a	n/a
2019	Feb 26, 2020	$366M	$366M	8	4	0	n/a	n/a
2018	Mar 7, 2019	$296M	$296M	7	4	2	n/a	n/a
2017	Feb 13, 2018	$288M	$288M	8	5	2	n/a	n/a
2016	Mar 1, 2017	$221M	$221M	7	5	n/a	n/a	n/a
2015	Feb 10, 2016	$176M	$176M	5	3	n/a	n/a	n/a
2014	Jan 26, 2015	$157M	$157M	5	3	n/a	n/a	n/a
2013	Jan 30, 2014	$138M	$138M	5	2	n/a	n/a	n/a
2012	Jan 3, 2013	$113M	$111M	4	2	n/a	n/a	n/a
2011	Feb 9, 2012	$91.5M	$91.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$720M	$531M	35.7%	$510M	12.2%	11	9	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Lido	2	Jul 25, 2025	Jun 16, 2025	SCOTTSDALE, AZ	Team lift out	RIA to RIA	100.0%
Lido	5	Jun 16, 2025	Jun 17, 2025	SCOTTSDALE, AZ	Firm absorbed	RIA to RIA	62.5%

Relationships

Registered with (11)

← DAVID BLANE DAUGHTREYAdvisorregistration: previous registration
Apr 16, 2007 to Jul 25, 2025factForm ADV
← Deborah KerrAdvisorregistration: previous registration
Oct 28, 2024 to Jul 25, 2025factForm ADV
← ERICK SCOT NEWTONAdvisorregistration: previous registration
Apr 24, 2015 to Jun 16, 2025factForm ADV
← MYRA K ALPORTAdvisorregistration: previous registration
Jan 5, 2021 to Jun 16, 2025factForm ADV
← JACOB O EGGETTAdvisorregistration: previous registration
Feb 8, 2016 to Jun 16, 2025factForm ADV
← Corrina Elizabeth OlsonAdvisorregistration: previous registration
May 10, 2022 to Jun 16, 2025factForm ADV
← Javier JimenezAdvisorregistration: previous registration
Dec 1, 2021 to Jun 16, 2025factForm ADV
← AARON LAWRENCE LOVEAdvisorregistration: previous registration
Jun 27, 2024 to Jun 16, 2025factForm ADV
← AMY CLINGENPEEL DIAMONDAdvisorregistration: previous registration
Oct 1, 2015 to May 10, 2022factForm ADV
← Douglas Marc SingerAdvisorregistration: previous registration
Feb 26, 2008 to Nov 7, 2008factForm ADV
← BRUCE ALAN MEYERAdvisorregistration: previous registration
Apr 16, 2007 to Jun 28, 2007factForm ADV

Moved with (1)

→ LIDORegistered adviser5 advisors, firm absorbed, same day
Jun 16, 2025 to Jun 17, 2025factForm ADV

Controls (2)

← DAUGHTREY, DAVID, BLANEOwnerMANAGING MEMBER, ownership code D, individual
Feb 9, 2012 to Oct 1, 2024factForm ADV
← NEWTON, ERICK, SCOTOwnerMEMBER & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Feb 10, 2012 to Oct 1, 2024factForm ADV

Owns (1)

← EGGETT, JACOB, OOwnerMEMBER, ownership code B, individual
Mar 7, 2019 to Oct 1, 2024factForm ADV

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
Copperwynd Financial no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $720.1M)
Form ADVobserved 6 days ago
$720M
Occurred
Jul 25, 2025
Team lift-out
2 advisors left Copperwynd Financial (Scottsdale, AZ) for Lido on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jul 25, 2025
Advisor changed firm
Deborah Kerr left Copperwynd Financial for Lido (registered 2025-06-16)
Form ADVobserved 6 days ago
Occurred
Jul 25, 2025
Advisor changed firm
David Blane Daughtrey left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Firm absorbed
Copperwynd Financial's advisors moved to Lido (Scottsdale, AZ): 5 of 8 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Jun 16, 2025
Advisor changed firm
Aaron Lawrence Love left Copperwynd Financial for Lido (registered 2025-06-17)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Erick Scot Newton left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Corrina Elizabeth Olson left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Javier Jimenez left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Jacob O Eggett left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Myra K Alport left Copperwynd Financial for Lido (registered 2025-06-13)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2025
Regulatory AUM changed
Copperwynd Financial reported RAUM $720.1M, up 36% from $530.6M (2025-02-04 to 2025-03-07)
Form ADVobserved 6 days ago
$190M
Occurred
Jun 5, 2023
Control person left
Krantz Lynda Elley (Managing Member) no longer on Schedule A of Copperwynd Financial (listed 2023-02-17, absent 2023-06-05)
Form ADVobserved 6 days ago
Occurred
May 10, 2022
Advisor changed firm
Amy Clingenpeel Diamond left Copperwynd Financial for Narus Financial Partners, Llc (registered 2022-06-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1338f527-8f77-9cfa-5c9a-8c42f1daf7bb
First observed: Feb 9, 2012
Last observed: Mar 7, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COPPERWYND FINANCIAL

COPPERWYND FINANCIAL, LLC, CRD 143442

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1338f527-8f77-9cfa-5c9a-8c42f1daf7bb

Data as of Mar 7, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAUGHTREY, DAVID, BLANE

MANAGING MEMBER

yes

03/2007

Feb 9, 2012

Oct 1, 2024

NEWTON, ERICK, SCOT

MEMBER & CHIEF COMPLIANCE OFFICER

yes

01/2015

Feb 10, 2012

Oct 1, 2024

EGGETT, JACOB, O

Member

01/2019

Mar 7, 2019

Oct 1, 2024

City

State

Country

Employees

Also broker-dealer

SOUTH JORDAN

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 7, 2025

$720M

n/a

2023

Feb 29, 2024

$531M

n/a

2022

Feb 17, 2023

$459M

n/a

2021

Mar 2, 2022

$510M

n/a

2020

Mar 17, 2021

$417M

n/a

2019

Feb 26, 2020

$366M

n/a

2018

Mar 7, 2019

$296M

n/a

2017

Feb 13, 2018

$288M

n/a

2016

Mar 1, 2017

$221M

n/a

2015

Feb 10, 2016

$176M

n/a

2014

Jan 26, 2015

$157M

n/a

2013

Jan 30, 2014

$138M

n/a

2012

Jan 3, 2013

$113M

$111M

n/a

2011

Feb 9, 2012

$91.5M

$91.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$720M

$531M

35.7%

$510M

12.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Lido

Jul 25, 2025

Jun 16, 2025

SCOTTSDALE, AZ

Team lift out

RIA to RIA

100.0%

Lido

Jun 16, 2025

Jun 17, 2025

SCOTTSDALE, AZ

Firm absorbed

RIA to RIA

62.5%