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Advisor at INTEGRITY ALLIANCE, LLC
Waco, TX | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Waco, TX|AUSTIN, TX | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Sep 22, 2016 | Nov 3, 2025 | no | Waco, TX | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 26, 2006 | Sep 27, 2016 | no | WACO, TX|WACO, TX|WACO, TX | Previous registration |
| ACADEMY CAPITAL MANAGEMENT | Independent wealth | Mar 8, 2005 | Nov 4, 2011 | no | WACO, TX | Previous registration |
| ACADEMY CAPITAL MANAGEMENT | Independent wealth | Feb 18, 2004 | Dec 31, 2004 | no | WACO, TX | Previous registration |
| ONE ADVOCATE GROUP | n/a | Feb 13, 2003 | Aug 8, 2006 | no | SAN ANTONIO, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 23, 2002 | May 19, 2006 | no | WACO, TX | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jun 1, 1995 | Oct 30, 2002 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | LION STREET ADVISORS, LLC | Sep 27, 2016 | Sep 22, 2016 | -5 | Firm change | Other |
| ACADEMY CAPITAL MANAGEMENT | WOODBURY FINANCIAL SERVICES, INC. | Nov 4, 2011 | May 26, 2006 | -1,988 | Firm change after gap | Other |
| ONE ADVOCATE GROUP | ACADEMY CAPITAL MANAGEMENT | Aug 8, 2006 | Feb 18, 2004 | -902 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | ONE ADVOCATE GROUP | May 19, 2006 | Feb 13, 2003 | -1,191 | Firm change after gap | Other |
| WS GRIFFITH SECURITIES, INC. | MML INVESTORS SERVICES, LLC | Oct 30, 2002 | Oct 23, 2002 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 421:167610:TX:2016-09-27 | Sep 27, 2016 | Sep 22, 2016 | WACO, TX | Firm change |