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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Thomas B. Wade

Advisor at J.P. MORGAN SECURITIES LLC

Atlanta, GA

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Search this name across graphsid dfx:ria:47f0f502-93ec-6f11-80c6-d2deb6e4ca45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 7, 1990
First registration: Jan 17, 2001
Dual registered: yes, broker-dealer
Other names: HAP WADE|THOMAS BURGIS WADE
IAPD individual key: 2049900

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 4, 2022	n/a	yes	Atlanta, GA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 16, 2019	Jul 9, 2021	no	FT. LAUDERDALE, FL	Previous registration
CWA ASSET MANAGEMENT GROUP	Independent wealth	Dec 16, 2015	Sep 20, 2016	no	NAPLES, FL	Previous registration
SVB WEALTH	Independent wealth	Jan 22, 2015	Dec 16, 2015	no	NAPLES, FL	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	May 11, 2010	Nov 26, 2014	no	NALES, FL\|PALM BEACH GARDENS, FL\|MEMPHIS, TN\|NAPLES, FL\|NAPLES, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 17, 2001	Mar 29, 2010	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	J.P. MORGAN SECURITIES LLC	Jul 9, 2021	Aug 4, 2022	391	Firm change	Ibd to wirehouse
CWA ASSET MANAGEMENT GROUP	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 20, 2016	Jan 16, 2019	848	Firm change after gap	Other
SVB WEALTH	CWA ASSET MANAGEMENT GROUP	Dec 16, 2015	Dec 16, 2015	0	Firm change	Other
BANYAN PARTNERS, LLC	SVB WEALTH	Nov 26, 2014	Jan 22, 2015	57	Bulk transfer	Other
STRATEGIC ADVISERS LLC	BANYAN PARTNERS, LLC	Mar 29, 2010	May 11, 2010	43	Firm change	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Aug 4, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 16, 2019 to Jul 9, 2021factForm ADV
→ CWA ASSET MANAGEMENT GROUPRegistered adviserregistration: previous registration
Dec 16, 2015 to Sep 20, 2016factForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Jan 22, 2015 to Dec 16, 2015factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
May 11, 2010 to Nov 26, 2014factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 17, 2001 to Mar 29, 2010factForm ADV

Dated events

No dated event names this entity yet.