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Advisor at J.P. MORGAN SECURITIES LLC
SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 4, 2012 | n/a | yes | SUMMIT, NJ | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 18, 2005 | Oct 5, 2012 | no | SUMMIT, NJ|MILLBURN, NJ|CHATHAM, NJ|MILLBURN, NJ|CRANFORD, NJ|WATCHUNG, NJ|WARREN, NJ|LIVINGSTON,, NJ|WILMINGTON, DE|WESTFIELD, NJ|CHICAGO, IL|SHORT HILLS, NJ|SHORT HILLS, NJ | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 1, 2004 | Jan 12, 2005 | no | BASKING RIDGE, NJ | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 11, 2003 | Jan 1, 2004 | no | WESTFIELD, NJ | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 2, 2002 | Aug 9, 2002 | no | EDISON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 5, 2012 | Oct 4, 2012 | -1 | Bulk transfer | Other |
| PNC WEALTH MANAGEMENT | CHASE INVESTMENT SERVICES CORP. | Jan 12, 2005 | Feb 18, 2005 | 37 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | PNC WEALTH MANAGEMENT | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |
| PRUDENTIAL EQUITY GROUP, LLC | J.J.B. HILLIARD, W.L. LYONS, LLC | Aug 9, 2002 | Jun 11, 2003 | 306 | Firm change | Other |