RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• V••••••• C•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 4, 2012 · Summit, Nj
- C•••• I••••••••• S••••••• C•••• formerFeb 18, 2005 to Oct 5, 2012 · Summit, Nj
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Jan 12, 2005 · Basking Ridge, Nj
- J••••• H•••••••• W••• L••••• L•• formerJun 11, 2003 to Jan 1, 2004 · Westfield, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJul 2, 2002 to Aug 9, 2002 · Edison, Nj
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 5, 2012, registered Oct 4, 2012 (-1 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Jan 12, 2005, registered Feb 18, 2005 (37 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- P••••••••• E••••• G••••• L•• to J••••• H•••••••• W••• L••••• L••left Aug 9, 2002, registered Jun 11, 2003 (306 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address