DFX Intelligence

M•••••• L•••• H•••••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• L•••• H•••••••• M•••••••••

Advisor at K••••• W•••••• L••

WILLIAMSPORT, PA | Greenville, RI

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Search this name across graphsid dfx:ria:47f7bc4d-0b3b-71d3-84c6-2cf96a61ace2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2026 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• W•••••• L••	Independent wealth	Sep 6, 2026	n/a	yes	WILLIAMSPORT, PA\|Greenville, RI	Current employment
G••••• • C••••••	Independent wealth	Feb 10, 2026	Jun 29, 2026	no	WESTBOROUGH, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• • C••••••	K••••• W•••••• L••	Jun 29, 2026	Sep 6, 2026	69	Firm change	RIA to RIA

Relationships

Registered with (2)

→ K••••• W•••••• L••Registered adviserregistration: current employment
Sep 6, 2026 to presentfactForm ADV
→ G••••• • C••••••Registered adviserregistration: previous registration
Feb 10, 2026 to Jun 29, 2026factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
M•••••• L•••• H•••••••• M••••••••• left G••••• • C•••••• for K••••• W•••••• L•• (registered 2026-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47f7bc4d-0b3b-71d3-84c6-2cf96a61ace2
First observed: Feb 10, 2026
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.