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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Michael C Boggio

Advisor at CHARLES SCHWAB & CO., INC.

Bethesda, MD

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Search this name across graphsid dfx:ria:47fcdfd2-a72e-d073-ca1e-6412f9ce2620

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Aug 15, 2003
First registration: Oct 4, 2005
Dual registered: yes, broker-dealer
Other names: MICHAEL CHRISTOPHER BOGGIO
IAPD individual key: 4690758

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 4, 2024	n/a	yes	Bethesda, MD	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 29, 2018	Feb 2, 2022	no	Wilmington, NC	Previous registration
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 18, 2017	Nov 12, 2018	no	WILMINGTON, NC\|RALEIGH, NC	Previous registration
IRONGATE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 2, 2013	Dec 31, 2015	no	WILMINGTON, NC	Previous registration
IRONGATE PARTNERS, INC.	Former SEC adviser	Jun 26, 2012	Nov 2, 2016	no	WILMINGTON, NC	Previous registration
OLD NORTH STATE WEALTH MANAGEMENT, LLC	Independent wealth	Dec 4, 2008	Jun 1, 2012	no	WILMINGTON, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 4, 2005	Nov 18, 2008	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Feb 2, 2022	Jan 4, 2024	701	Firm change after gap	Ibd to ibd
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	MML INVESTORS SERVICES, LLC	Nov 12, 2018	Nov 29, 2018	17	Firm change	Ibd to ibd
IRONGATE PARTNERS, INC.	IRONGATE INVESTMENT MANAGEMENT, LLC	Nov 2, 2016	Jan 2, 2013	-1,400	Firm change after gap	Other
IRONGATE INVESTMENT MANAGEMENT, LLC	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Dec 31, 2015	Jan 18, 2017	384	Firm change	Other
OLD NORTH STATE WEALTH MANAGEMENT, LLC	IRONGATE PARTNERS, INC.	Jun 1, 2012	Jun 26, 2012	25	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	OLD NORTH STATE WEALTH MANAGEMENT, LLC	Nov 18, 2008	Dec 4, 2008	16	Firm change	Other

Relationships

Registered with (7)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 29, 2018 to Feb 2, 2022factForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 18, 2017 to Nov 12, 2018factForm ADV
→ IRONGATE PARTNERS, INC.Registered adviserregistration: previous registration
Jun 26, 2012 to Nov 2, 2016factForm ADV
→ IRONGATE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Dec 31, 2015factForm ADV
→ OLD NORTH STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 4, 2008 to Jun 1, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 4, 2005 to Nov 18, 2008factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
Michael C Boggio left Mml Investors Services, Llc for Charles Schwab & Co., Inc. (registered 2024-01-04)
Form ADVobserved 5 days ago