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A••• R•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)40 years in industry

A••• R•••••• M•••••

Advisor at M••••• • H••••• I•••

AMHERST, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47ff7228-0f6d-f150-173f-9bf5574ee46c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• • H••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• • H••••• I•••	Independent wealth	Jan 11, 2024	n/a	yes	AMHERST, NY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	n/a	yes	AMHERST, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• • H••••• I•••	O•••• W•••••• I•••	Dec 31, 2023	Nov 3, 2023	-58	Firm change after gap	RIA to ibd
F•• S••••••••• C•••••••••	M••••• • H••••• I•••	Nov 3, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
128377:23131:NY:2023-12-31	Dec 31, 2023	Nov 3, 2023	AMHERST, NY	Firm change after gap
7461:128377:NY:2023-11-03	Nov 3, 2023	May 17, 2023	AMHERST, NY	Firm change after gap

Relationships

Registered with (3)

→ M••••• • H••••• I•••Registered adviserregistration: previous registration
May 17, 2023 to Dec 31, 2023factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 1, 2012 to Nov 3, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
A••• R•••••• M••••• left M••••• • H••••• I••• for O•••• W•••••• I••• (registered 2023-11-03)
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
A••• R•••••• M••••• left F•• S••••••••• C••••••••• for M••••• • H••••• I••• (registered 2023-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47ff7228-0f6d-f150-173f-9bf5574ee46c
First observed: Feb 1, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.