DFX Intelligence

T••••• R••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant32 years in industry

T••••• R••••• K••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Brookfield, WI

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Search this name across graphsid dfx:ria:480042db-25ed-b65c-8442-3f7d05eb1f92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 20, 2024	n/a	yes	OVERLAND PARK, KS\|Brookfield, WI	Current employment
K•••• I••••••••• G••••• L••	Former SEC adviser	Jan 29, 2021	Dec 31, 2024	no	BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• I••••••••• G••••• L••	C••••••• P•••••••	Dec 31, 2024	Dec 20, 2024	-11	Firm change	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	K•••• I••••••••• G••••• L••	Dec 21, 2020	Jan 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
113169:105348:WI:2024-12-23	Dec 31, 2024	Dec 20, 2024	BROOKFIELD, WI	Firm change

Relationships

Registered with (5)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ K•••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 29, 2021 to Dec 31, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 4, 2020 to Dec 21, 2020factForm ADV
→ C• W••••• M••••••••• L••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:480042db-25ed-b65c-8442-3f7d05eb1f92
First observed: Nov 8, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.