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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Wade S Schmidt

Advisor at MMA SECURITIES LLC

Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:480c68c4-b06c-3ec5-0041-40460a2a455a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 1, 2008
First registration: Aug 29, 2018
Dual registered: yes, broker-dealer
Other names: Wade Scott Schmidt|Wade Schmidt|Wade S Schmidt
IAPD individual key: 5491958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Jul 3, 2025	n/a	yes	Charlotte, NC	Current employment
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Feb 20, 2025	Apr 25, 2025	no	WINDSOR, CT\|Matthews, NC	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jun 9, 2022	Feb 8, 2025	no	Matthews, NC\|INDIANAPOLIS, IN	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Jul 1, 2020	May 26, 2022	no	Charlotte, NC	Previous registration
EDWARD JONES	National bd RIA	Aug 29, 2018	Feb 5, 2019	no	MATTHEWS, NC\|ST LOUIS, MO\|MATTHEWS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA RETIREMENT ADVISORS, LLC	MMA SECURITIES LLC	Apr 25, 2025	Jul 3, 2025	69	Firm change	Other
ONEAMERICA SECURITIES, INC.	VOYA RETIREMENT ADVISORS, LLC	Feb 8, 2025	Feb 20, 2025	12	Firm change	Other
INDEPENDENT ADVISOR ALLIANCE, LLC	ONEAMERICA SECURITIES, INC.	May 26, 2022	Jun 9, 2022	14	Firm change	RIA to ibd
EDWARD JONES	INDEPENDENT ADVISOR ALLIANCE, LLC	Feb 5, 2019	Jul 1, 2020	512	Firm change after gap	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
4173:3989:IN:2025-02-01	Feb 8, 2025	Feb 20, 2025	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 20, 2025 to Apr 25, 2025factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 9, 2022 to Feb 8, 2025factForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Jul 1, 2020 to May 26, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 29, 2018 to Feb 5, 2019factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
Wade S Schmidt left Voya Retirement Advisors, Llc for Mma Securities Llc (registered 2025-07-03)
Form ADVobserved 5 days ago
Occurred
Feb 8, 2025
Advisor changed firm
Wade S Schmidt left Oneamerica Securities, Inc. for Voya Retirement Advisors, Llc (registered 2025-02-20)
Form ADVobserved 5 days ago
Occurred
May 26, 2022
Advisor changed firm
Wade S Schmidt left Independent Advisor Alliance, Llc for Oneamerica Securities, Inc. (registered 2022-06-09)
Form ADVobserved 5 days ago