DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
DENVER, CO | Portland, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Feb 8, 2023 | n/a | yes | Portland, OR|DENVER, CO | Current employment |
| V••••• C•••••• M••••••••• I•• | Independent wealth | Apr 27, 2015 | Jan 4, 2023 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••• C•••••• M••••••••• I•• | M••••• G••••• A••••••• I••• | Jan 4, 2023 | Feb 8, 2023 | 35 | Firm change | RIA to RIA |
| S••••••••• W••••• M••••••••• L•• | V••••• C•••••• M••••••••• I•• | Mar 5, 2015 | Apr 27, 2015 |
| S••••••••• W••••• M••••••••• L•• | Former SEC adviser | May 13, 2014 | Mar 5, 2015 | no | LAKE OSWEGO, OR | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Dec 12, 2011 | May 20, 2014 | no | PORTLAND, OR | Previous registration |
| 53 |
| Firm change |
| Other |
| R•• C•••••• M••••••• L•• | S••••••••• W••••• M••••••••• L•• | May 20, 2014 | May 13, 2014 | -7 | Firm change | Other |