DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
V••••• C•••••• M•••••••••, INC., CRD 107793
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M••••• L•••• J•••••• | Chartered Financial Analyst | PORTLAND, OR | 27 | 31 | n/a | no |
| C••••••••• J••••• S••••••• | n/a | PORTLAND, OR | 24 | 29 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••••• M•••••• L•••• | MANAGING DIRECTOR/PRINCIPAL/SHAREHOLDER | C | yes | 07/1999 | Aug 26, 2026 | Aug 26, 2026 |
| L••••••• J•••• A•••••• | DIRECTOR OF INVESTMENTS | A | yes | 12/2019 | Aug 26, 2026 | Aug 26, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.1B | 14.5% | $860M | 12.6% | 13 | 16 | 0 | 0 |
| no |
| S•••• W••••• Q•••• | Certified Financial Planner | Portland, OR | 21 | 33 | n/a | no |
| J•••••• L•••• S•••••• | Chartered Financial Analyst | PORTLAND, OR | 15 | 21 | 1 | no |
| J••• A•••••• L•••••• | Chartered Financial Analyst | PORTLAND, OR | 8 | 11 | n/a | no |
| K•••••• A•• C••••••• | Certified Financial Planner | PORTLAND, OR | 7 | 9 | n/a | no |
| G••• C••••••• J••••••• | Certified Financial Planner | PORTLAND, OR | 4 | 10 | 2 | no |
| M•••• L•• M••••• | Certified Financial Planner | PORTLAND, OR | 2 | 12 | n/a | no |
| M•••••• W•••••• S••••• | Certified Financial Planner | PORTLAND, OR | 1 | 11 | 2 | no |
| Founder |
| C |
| yes |
| 07/1999 |
| Aug 26, 2026 |
| Aug 26, 2026 |
| Q••••• S••••• W••••• | MANAGING DIRECTOR/PRINCIPAL/SHAREHOLDER | B | yes | 12/2014 | Aug 26, 2026 | Aug 26, 2026 |
| S•••••••• S••••• L•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2022 | Aug 26, 2026 | Aug 26, 2026 |
| Y••••• C•••••••• M•••••• | DIRECTOR OF COMPLIANCE AND OPERATIONS/SHAREHOLDER | A | yes | 09/2011 | Aug 26, 2026 | Aug 26, 2026 |
| Apr 6, 2026 |
| $1.2B |
| $1.2B |
| 13 |
| 8 |
| 0 |
| n/a |
| n/a |
| 2024 | Feb 18, 2025 | $1.1B | $1.1B | 16 | 9 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $1.0B | $1.0B | 14 | 9 | 0 | n/a | n/a |
| 2022 | Mar 11, 2023 | $860M | $860M | 14 | 9 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.0B | $1.0B | 15 | 9 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $864M | $864M | 14 | 9 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $728M | $728M | 14 | 8 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $605M | $605M | 13 | 8 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $583M | $583M | 13 | 8 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $507M | $507M | 12 | 8 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $701M | $701M | 12 | 9 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $1.1B | $1.1B | 12 | 8 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $1.0B | $1.0B | 10 | 6 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $758M | $758M | 9 | 6 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $638M | $638M | n/a | n/a | n/a | n/a | n/a |