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RIA / WealthAdvisor14 years in industry

KURT JAMES OBERMILLER

Advisor at NEPSIS, INC.

Minneapolis, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:4815d2b4-65a5-d606-e4e9-eb8dc6a0e8d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEPSIS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 20, 2012
First registration: Jan 17, 2014
Dual registered: no
IAPD individual key: 6007241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEPSIS, INC.	Independent wealth	Jun 7, 2022	n/a	yes	MINNEAPOLIS, MN\|Minneapolis, MN	Current employment
HERITAGE WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 26, 2020	Jun 3, 2022	no	PHOENIX, AZ\|Minneapolis, MN	Previous registration
ELITE INVESTMENT TEAM LLC	Former SEC adviser	Nov 1, 2018	Dec 31, 2020	no	Minneapolis, MN\|SAN DIEGO, CA	Previous registration
NEPSIS ADVISOR SERVICES, INC.	Former SEC adviser	Jan 2, 2018	Feb 24, 2020	no	Minneapolis, MN	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 17, 2014	Dec 31, 2017	no	LAKE ELMO, MN\|Minneapolis, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE WEALTH MANAGEMENT, LLC	NEPSIS, INC.	Jun 3, 2022	Jun 7, 2022	4	Firm change	RIA to RIA
ELITE INVESTMENT TEAM LLC	HERITAGE WEALTH MANAGEMENT, LLC	Dec 31, 2020	Mar 26, 2020	-280	Firm change after gap	RIA to RIA
NEPSIS ADVISOR SERVICES, INC.	ELITE INVESTMENT TEAM LLC	Feb 24, 2020	Nov 1, 2018	-480	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	NEPSIS ADVISOR SERVICES, INC.	Dec 31, 2017	Jan 2, 2018	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
296922:287909:CA:2020-12-31	Dec 31, 2020	Mar 26, 2020	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ NEPSIS, INC.Registered adviserregistration: current employment
Jun 7, 2022 to presentfactForm ADV
→ HERITAGE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 26, 2020 to Jun 3, 2022factForm ADV
→ ELITE INVESTMENT TEAM LLCRegistered adviserregistration: previous registration
Nov 1, 2018 to Dec 31, 2020factForm ADV
→ NEPSIS ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2018 to Feb 24, 2020factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 17, 2014 to Dec 31, 2017factForm ADV

Dated events

Occurred
Jun 3, 2022
Advisor changed firm
Kurt James Obermiller left Heritage Wealth Management, Llc for Nepsis, Inc. (registered 2022-06-07)
Form ADVobserved 4 days ago