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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

NEPSIS ADVISOR SERVICES, INC.

CRD 162340

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:015bc8ff-257a-87ec-3936-5017e1fae381

Data as of Oct 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Oct 8, 2024
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-10-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-74765
CRD: 162340
Filings on the tape: 43
First filed: Mar 22, 2012
Latest filed: Oct 8, 2024
Organised: Corporation, Minnesota
Website: nepsisadvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PEARSON, MARK, WILLIAM	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	03/2012	Mar 22, 2012	Oct 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEPSIS, INC.	n/a	Independent wealth	$345M	N	yes	n/a
NEPSIS INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
NEPSIS TAX SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 22, 2024	$0	$0	0	0	0	n/a	n/a
2022	Mar 20, 2023	$0	$0	0	0	0	n/a	n/a
2021	Mar 31, 2022	$0	$0	0	0	0	n/a	n/a
2020	Mar 3, 2021	n/a	n/a	0	0	0	n/a	n/a
2019	Mar 19, 2020	$12.1M	$11.0M	2	2	0	n/a	n/a
2018	Mar 1, 2019	$4.0M	$4.0M	4	4	1	n/a	n/a
2017	Mar 30, 2018	$1.4M	$1.4M	5	3	1	n/a	n/a
2016	Feb 10, 2017	$9.2M	$9.2M	7	5	n/a	n/a	n/a
2015	Mar 28, 2016	$110M	$110M	7	5	n/a	n/a	n/a
2014	Mar 12, 2015	$130M	$130M	13	13	n/a	n/a	n/a
2013	Mar 28, 2014	$134M	$134M	13	3	n/a	n/a	n/a
2012	Mar 21, 2013	n/a	n/a	13	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$0	$0	n/a	n/a	n/a	0	0	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH PLANNING AND DESIGN LLC	2	Mar 28, 2016	Jan 19, 2016	SARASOTA, FL	Team lift out	Other	50.0%
NEPSIS, INC.	4	Dec 31, 2015	Feb 6, 2016	MINNEAPOLIS, MN	Firm absorbed	Other	50.0%

Relationships

Affiliated with (2)

← NEPSIS, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ NEPSIS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (1)

← PEARSON, MARK, WILLIAMOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 22, 2012 to presentfactForm ADV

Registered with (12)

← KURT JAMES OBERMILLERAdvisorregistration: previous registration
Jan 2, 2018 to Feb 24, 2020factForm ADV
← DARRYL JOSEPH CHOUINARDAdvisorregistration: previous registration
Dec 1, 2016 to Feb 18, 2020factForm ADV
← WILLIAM LEE HARRINGTONAdvisorregistration: previous registration
Jan 7, 2013 to Dec 26, 2019factForm ADV
← MATTHEW GORDON SCHMITZAdvisorregistration: previous registration
Apr 23, 2018 to Dec 19, 2018factForm ADV
← CRYSTAL MARIE LANGDONAdvisorregistration: previous registration
Feb 27, 2017 to Nov 16, 2017factForm ADV
← JONI RAMETTAAdvisorregistration: previous registration
Oct 15, 2012 to Mar 28, 2016factForm ADV
← MARK RAY CLARKAdvisorregistration: previous registration
Mar 5, 2015 to Mar 28, 2016factForm ADV
← JEFFREY LYNN AUGSPURGERAdvisorregistration: previous registration
Jun 19, 2013 to Dec 31, 2015factForm ADV
← THOMAS DONALD SCHMIDAdvisorregistration: previous registration
Jun 19, 2013 to Dec 31, 2015factForm ADV
← MATTHEW LYNN AUGSPURGERAdvisorregistration: previous registration
Jun 19, 2013 to Dec 31, 2015factForm ADV
← JOSHUA MICHAEL ENGLUNDAdvisorregistration: previous registration
Dec 8, 2014 to Dec 31, 2015factForm ADV
← WARD CLINTON WENHOLZAdvisorregistration: previous registration
Oct 30, 2012 to Nov 3, 2015factForm ADV

Moved with (2)

→ NEPSIS, INC.Registered adviser4 advisors, firm absorbed, same day
Dec 31, 2015 to Feb 6, 2016factForm ADV
→ WEALTH PLANNING AND DESIGN LLCRegistered adviser2 advisors, team lift out, same day
Mar 28, 2016 to Jan 19, 2016factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Nepsis Advisor Services, Inc. no longer on the SEC adviser roster (last listed 2025-03-06)
Form ADVobserved 4 days ago
0 USD_RAUM

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:015bc8ff-257a-87ec-3936-5017e1fae381
First observed: Mar 22, 2012
Last observed: Oct 8, 2024 23 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEPSIS ADVISOR SERVICES, INC.

CRD 162340

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:015bc8ff-257a-87ec-3936-5017e1fae381

Data as of Oct 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PEARSON, MARK, WILLIAM

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

03/2012

Mar 22, 2012

Oct 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEPSIS, INC.

n/a

Independent wealth

$345M

yes

n/a

NEPSIS INSURANCE SERVICES, INC.

n/a

yes

n/a

NEPSIS TAX SOLUTIONS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 22, 2024

n/a

2022

Mar 20, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Mar 3, 2021

n/a

2019

Mar 19, 2020

$12.1M

$11.0M

n/a

2018

Mar 1, 2019

$4.0M

n/a

2017

Mar 30, 2018

$1.4M

n/a

2016

Feb 10, 2017

$9.2M

n/a

2015

Mar 28, 2016

$110M

n/a

2014

Mar 12, 2015

$130M

n/a

2013

Mar 28, 2014

$134M

n/a

2012

Mar 21, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH PLANNING AND DESIGN LLC

Mar 28, 2016

Jan 19, 2016

SARASOTA, FL

Team lift out

Other

50.0%

NEPSIS, INC.

Dec 31, 2015

Feb 6, 2016

MINNEAPOLIS, MN

Firm absorbed

Other

50.0%