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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Naperville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 20, 2020 | n/a | yes | Naperville, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 28, 2015 | Jul 23, 2020 | no | NAPERVILLE, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 12, 2008 | Feb 6, 2015 | no | NAPERVILLE, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 4, 2005 | Dec 16, 2008 | no | NAPERVILLE, IL|LISLE, IL | Previous registration |
| LASALLE FINANCIAL SERVICES, INC. | n/a | Oct 19, 2001 | Mar 8, 2005 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 23, 2020 | Jul 20, 2020 | -3 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Feb 6, 2015 | Jan 28, 2015 | -9 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Dec 16, 2008 | Dec 12, 2008 | -4 | Firm change | Wirehouse to wirehouse |
| LASALLE FINANCIAL SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 8, 2005 | Mar 4, 2005 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:IL:2020-07-15 | Jul 23, 2020 | Jul 20, 2020 | NAPERVILLE, IL | Firm change |
| 8174:19616:IL:2015-02-06 | Feb 6, 2015 | Jan 28, 2015 | NAPERVILLE, IL | Firm change |