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K••• F• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K••• F• H••••••

Advisor at W•••• F•••• A•••••••

BETHESDA, MD | WESTPORT, CT

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Search this name across graphsid dfx:ria:4819912a-49f5-3b98-3a0e-c1ed76e34f98

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 9, 2023	n/a	yes	BETHESDA, MD\|WESTPORT, CT	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 27, 2009	Nov 17, 2023	no	WESTPORT, CT

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Nov 17, 2023	Nov 9, 2023	-8	Firm change	Wirehouse to wirehouse
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Mar 20, 2009

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:11025:CT:2023-11-17	Nov 17, 2023	Nov 9, 2023	WESTPORT, CT	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 9, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2009 to Nov 17, 2023factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 9, 1994 to Mar 20, 2009factForm ADV

Dated events

Occurred
Nov 17, 2023
Advisor changed firm
K••• F• H•••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2023-11-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4819912a-49f5-3b98-3a0e-c1ed76e34f98
First observed: Aug 9, 1994
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.