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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

PARK PIEDMONT ADVISORS LLC

CRD 129451

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:481c5618-3ff8-a67c-79c9-15fa5263d9d6

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 0
Observed: Feb 15, 2012 to Sep 26, 2025
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2025-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $464M
Private client RAUM: $983MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,559
Individual clients: 222
High net worth clients: 220
Custody, client assets: $4.4M
SEC number: 801-62540
CRD: 129451
Filings on the tape: 45
First filed: Feb 15, 2012
Latest filed: Sep 26, 2025
Organised: Limited Liability Company, IL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEVINSON, NICHOLAS, LOUIS	Member	D	yes	10/2003	Feb 15, 2012	Jun 20, 2024
LEVINSON, THOMAS, MALCOLM	MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	12/2014	Feb 18, 2015	Jun 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GEORGE GOTTHOLD	n/a	n/a	n/a	N	yes	n/a
RICHARD BACKER	n/a	n/a	n/a	N	yes	n/a
STUART GREENBERG	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Springfield	Nj	United States	1	no
Waretown	Nj	United States	1	no
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 4, 2025	$1.0B	$475M	13	7	6	n/a	n/a
2023	Mar 16, 2024	$862M	$392M	13	7	6	n/a	n/a
2022	Mar 11, 2023	$798M	$389M	12	7	4	n/a	n/a
2021	Mar 29, 2022	$919M	$469M	12	7	5	n/a	n/a
2020	Mar 31, 2021	$846M	$425M	12	8	5	n/a	n/a
2019	Mar 24, 2020	$735M	$382M	11	8	5	n/a	n/a
2018	Mar 27, 2019	$689M	$438M	10	7	5	n/a	n/a
2017	Mar 15, 2018	$523M	$211M	10	8	6	n/a	n/a
2016	Mar 3, 2017	$401M	$197M	11	8	n/a	n/a	n/a
2015	Feb 19, 2016	$400M	$195M	10	8	n/a	n/a	n/a
2014	Feb 18, 2015	$417M	$195M	9	7	n/a	n/a	n/a
2013	Feb 20, 2014	$387M	$192M	7	5	n/a	n/a	n/a
2012	Feb 8, 2013	$358M	$193M	7	5	n/a	n/a	n/a
2011	Feb 15, 2012	$328M	$164M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.0B	$862M	19.3%	$919M	3.8%	11	13	3	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
APELLA WEALTH	3	Dec 1, 2025	Sep 14, 2025	CHICAGO, IL	Firm absorbed	RIA to RIA	75.0%

Relationships

Registered with (7)

← NICHOLAS LOUIS LEVINSONAdvisorregistration: previous registration
Dec 19, 2003 to Dec 1, 2025factForm ADV
← RICHARD ALAN BACKERAdvisorregistration: previous registration
Apr 26, 2006 to Dec 1, 2025factForm ADV
← THOMAS MALCOLM LEVINSONAdvisorregistration: previous registration
Dec 16, 2014 to Dec 1, 2025factForm ADV
← Samantha NgooiAdvisorregistration: previous registration
Aug 26, 2022 to Dec 1, 2025factForm ADV
← GEORGE J. GOTTHOLDAdvisorregistration: previous registration
Feb 11, 2005 to Sep 9, 2025factForm ADV
← STUART DAVID GREENBERGAdvisorregistration: previous registration
Feb 21, 2006 to Sep 9, 2025factForm ADV
← Doralee Grace MeyerAdvisorregistration: previous registration
May 20, 2019 to Dec 9, 2021factForm ADV

Moved with (1)

→ APELLA WEALTHRegistered adviser3 advisors, firm absorbed, same day
Dec 1, 2025 to Sep 14, 2025factForm ADV

Controls (2)

← LEVINSON, NICHOLAS, LOUISOwnerMEMBER, ownership code D, individual
Feb 15, 2012 to Jun 20, 2024factForm ADV
← LEVINSON, THOMAS, MALCOLMOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 18, 2015 to Jun 20, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 1, 2025
Firm absorbed
Park Piedmont Advisors LLC's advisors moved to Apella Wealth (Chicago, IL): 3 of 4 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 1, 2025
Advisor changed firm
Nicholas Louis Levinson left Park Piedmont Advisors Llc for Apella Wealth (registered 2025-09-14)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Richard Alan Backer left Park Piedmont Advisors Llc for Apella Wealth (registered 2025-09-12)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Thomas Malcolm Levinson left Park Piedmont Advisors Llc for Apella Wealth (registered 2025-09-14)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Samantha Ngooi left Park Piedmont Advisors Llc for Apella Wealth (registered 2025-09-12)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2025
Advisor changed firm
George J. Gotthold left Park Piedmont Advisors Llc for Advisory Services Network (registered 2025-09-16)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2025
Advisor changed firm
Stuart David Greenberg left Park Piedmont Advisors Llc for Advisory Services Network (registered 2025-09-02)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2022
Control person left
Nmn Victor Levinson (Member) no longer on Schedule A of Park Piedmont Advisors Llc (listed 2022-05-06, absent 2022-07-20)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2019
Regulatory AUM changed
Park Piedmont Advisors Llc reported RAUM $689.0M, up 32% from $523.1M (2018-10-18 to 2019-03-27)
Form ADVobserved 4 days ago
$166M
Occurred
May 30, 2017
Succession filed (Item 4)
Park Piedmont Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Park Piedmont Advisors Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $1.0B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:481c5618-3ff8-a67c-79c9-15fa5263d9d6
First observed: Feb 15, 2012
Last observed: Sep 26, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARK PIEDMONT ADVISORS LLC

CRD 129451

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:481c5618-3ff8-a67c-79c9-15fa5263d9d6

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEVINSON, NICHOLAS, LOUIS

Member

yes

10/2003

Feb 15, 2012

Jun 20, 2024

LEVINSON, THOMAS, MALCOLM

MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/2014

Feb 18, 2015

Jun 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GEORGE GOTTHOLD

n/a

yes

n/a

RICHARD BACKER

n/a

yes

n/a

STUART GREENBERG

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Springfield

United States

Waretown

United States

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 4, 2025

$1.0B

$475M

n/a

2023

Mar 16, 2024

$862M

$392M

n/a

2022

Mar 11, 2023

$798M

$389M

n/a

2021

Mar 29, 2022

$919M

$469M

n/a

2020

Mar 31, 2021

$846M

$425M

n/a

2019

Mar 24, 2020

$735M

$382M

n/a

2018

Mar 27, 2019

$689M

$438M

n/a

2017

Mar 15, 2018

$523M

$211M

n/a

2016

Mar 3, 2017

$401M

$197M

n/a

2015

Feb 19, 2016

$400M

$195M

n/a

2014

Feb 18, 2015

$417M

$195M

n/a

2013

Feb 20, 2014

$387M

$192M

n/a

2012

Feb 8, 2013

$358M

$193M

n/a

2011

Feb 15, 2012

$328M

$164M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.0B

$862M

19.3%

$919M

3.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

APELLA WEALTH

Dec 1, 2025

Sep 14, 2025

CHICAGO, IL

Firm absorbed

RIA to RIA

75.0%