DFX Intelligence
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Reading the graph
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Advisor at A••••• W•••••
WEST HARTFORD, CT | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• | Independent wealth | Sep 12, 2025 | n/a | yes | Chicago, IL|WEST HARTFORD, CT|Chicago, IL | Current employment |
| P••• P••••••• A••••••• L•• | Former SEC adviser | Aug 26, 2022 | Dec 1, 2025 | no | CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• P••••••• A••••••• L•• | A••••• W••••• | Dec 1, 2025 | Sep 12, 2025 | -80 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 129451:171106:IL:2025-12-01 | Dec 1, 2025 | Sep 12, 2025 | CHICAGO, IL | Firm change after gap |