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C••••••••• G••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

C••••••••• G••••• F••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Chattanooga, TN

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Search this name across graphsid dfx:ria:4823412f-cd5f-942c-d4f4-5b39a0066106

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 11, 2022	n/a	yes	Chattanooga, TN	Current employment
F•••• T•••••••• A••••••• S•••••••• I•••	Former SEC adviser	Jan 6, 2010	Oct 10, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	F•••• T•••••••• A••••••• S•••••••• I•••	Aug 11, 2022	Jan 6, 2010	-4,600	Firm change after gap	Other
F•••• T•••••••• A••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 10, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17117:143830:TN:2022-08-11	Aug 11, 2022	Jan 6, 2010	CHATTANOOGA, TN	Firm change after gap

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 11, 2022 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 12, 2004 to Aug 11, 2022factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2010 to Oct 10, 2013factForm ADV

Dated events

Occurred
Aug 11, 2022
Advisor changed firm
C••••••••• G••••• F•••• left F•••• H•••••• A•••••••• I•• for F•••• T•••••••• A••••••• S•••••••• I••• (registered 2010-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4823412f-cd5f-942c-d4f4-5b39a0066106
First observed: Mar 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.