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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

CRD 152807

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48289a89-e20f-4028-a18c-64c545f47d6b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 0
Observed: Dec 21, 2011 to Mar 30, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $7.9BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $421M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 64
Advisory employees: 21
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 88
SEC number: 801-71088
CRD: 152807
Filings on the tape: 38
First filed: Dec 21, 2011
Latest filed: Mar 30, 2026
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHO, WANYOUN	CHIEF EXECUTIVE OFFICER/ DIRECTOR	Na	yes	01/2023	May 7, 2012	Mar 21, 2024
CHO, Young-rae	CHIEF OPERATING OFFICER	Na	yes	01/2024	Jan 11, 2024	Mar 21, 2024
Fok, Ho Wah	Director	Na	yes	03/2024	Mar 21, 2024	Mar 21, 2024
Kim, Nam Ki	Director	Na	yes	03/2024	Mar 21, 2024	Mar 21, 2024
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	Shareholder	E	yes	03/2012	Mar 29, 2012	Mar 21, 2024
PARK, HYEON JOO	Shareholder	D	yes	03/2012	Dec 21, 2011	Mar 21, 2024
LI, LUI, SANDI	CHIEF COMPLIANCE OFFICER	Na	no	07/2022	Feb 21, 2019	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL X MANAGEMENT COMPANY LLC	n/a	Asset manager	$83B	N	no	n/a
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC	n/a	Asset manager	$5.8B	Y	yes	n/a
MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTD	n/a	Former SEC adviser	$564M	Y	yes	n/a
GLOBAL X JAPAN CO. LTD.	n/a	n/a	n/a	N	yes	n/a
GLOBAL X MANAGEMENT (AUS) LIMITED	n/a	n/a	n/a	N	yes	n/a
HORIZONS ETFS MANAGEMENT (CANADA) INC.	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET (VIETNAM) FUND MANAGEMENT CO., LTD	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET CAPITAL (CHINA) LIMITED	n/a	n/a	n/a	Y	yes	n/a
MIRAE ASSET GLOBAL ETF HOLDINGS LIMITED	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET GLOBAL GROWTH ETF INVESTMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a
MIRAE ASSET GLOBAL INVESTMENTS (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET GLOBAL INVESTMENTS (UK) LTD.	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	n/a	n/a	n/a	Y	yes	n/a
MIRAE ASSET INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD	n/a	n/a	n/a	Y	yes	n/a
MIRAE ASSET INVESTMENT MANAGERS (INDIA) PVT LTD	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET SECURITIES (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a
MIRAE ASSET SECURITIES CO., LTD.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$7.9B	$421M	64	21	0	n/a	n/a
2024	Mar 31, 2025	$4.8B	$4.8B	65	22	0	n/a	n/a
2023	Mar 21, 2024	$4.7B	$4.7B	65	20	0	n/a	n/a
2022	Mar 21, 2023	$6.2B	$5.6B	96	30	0	n/a	n/a
2021	Mar 25, 2022	$11B	$9.3B	96	30	0	n/a	n/a
2020	Mar 29, 2021	$10B	$9.1B	70	27	0	n/a	n/a
2019	Mar 9, 2020	$5.3B	$5.1B	67	23	0	n/a	n/a
2018	Mar 28, 2019	$4.8B	$4.8B	60	21	1	n/a	n/a
2017	Mar 22, 2018	$6.2B	$5.6B	60	21	1	n/a	n/a
2016	Mar 29, 2017	$4.2B	$3.9B	60	21	n/a	n/a	n/a
2015	Apr 21, 2016	$2.7B	$2.4B	60	21	n/a	n/a	n/a
2014	Mar 9, 2015	$4.3B	$4.2B	60	21	n/a	n/a	n/a
2013	Mar 18, 2014	$4.7B	$4.6B	49	21	n/a	n/a	n/a
2012	Jun 27, 2012	$4.9B	$4.8B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.9B	$4.8B	64.4%	$6.2B	8.0%	64	65	0	0

Relationships

Affiliated with (9)

← MIRAE ASSET GLOBAL INVESTMENTS (USA) LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ GLOBAL X MANAGEMENT COMPANY LLCRegistered adviserother investment adviser
factForm ADV
→ MIRAE ASSET GLOBAL INVESTMENTS (USA) LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTDRegistered adviserother investment adviser, control, common control
factForm ADV
← GLOBAL X MANAGEMENT COMPANY LLCRegistered adviserother investment adviser, common control
factForm ADV
← HORIZONS ETFS MANAGEMENT (US) LLCRegistered adviserother investment adviser, common control
factForm ADV
← HORIZONS ETFS MANAGEMENT (USA) LLCRegistered adviserother investment adviser, common control
factForm ADV
← HORIZONS ETFS MANAGEMENT (LATAM) LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTDRegistered adviserother investment adviser, control
factForm ADV

Controls (6)

← PARK, HYEON JOOOwnerSHAREHOLDER, ownership code D, individual
Dec 21, 2011 to Mar 21, 2024factForm ADV
← CHO, WANYOUNOwnerCHIEF EXECUTIVE OFFICER/ DIRECTOR, ownership code NA, individual
May 7, 2012 to Mar 21, 2024factForm ADV
← CHO, Young-raeOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 11, 2024 to Mar 21, 2024factForm ADV
← Fok, Ho WahOwnerDIRECTOR, ownership code NA, individual
Mar 21, 2024 to Mar 21, 2024factForm ADV
← Kim, Nam KiOwnerDIRECTOR, ownership code NA, individual
Mar 21, 2024 to Mar 21, 2024factForm ADV
← MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2012 to Mar 21, 2024factForm ADV

Owns (1)

← LI, LUI, SANDIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 21, 2019 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Mirae Asset Global Investments (Hong Kong) Limited reported RAUM $7.9B, up 64% from $4.8B (2025-08-29 to 2026-03-30)
Form ADVobserved 4 days ago
$3.1B
Occurred
Mar 21, 2024
Control person joined
Ho Wah Fok (Director) appeared on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Mar 21, 2024
Control person joined
Nam Ki Kim (Director) appeared on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Mar 21, 2024
Control person left
Joo Hee An (Director) no longer on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited (listed 2024-01-11, absent 2024-03-21)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2024
Control person joined
Young-Rae Cho (Chief Operating Officer/ Director) appeared on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Jan 11, 2024
Control person left
Se Han Song (Chief Operating Officer) no longer on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited (listed 2023-10-12, absent 2024-01-11)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2023
Regulatory AUM changed
Mirae Asset Global Investments (Hong Kong) Limited reported RAUM $6.2B, down 41% from $10.5B (2022-03-25 to 2023-03-21)
Form ADVobserved 4 days ago
$-4.3B
Occurred
Mar 25, 2022
Control person left
Byung Ha Kim (Chief Operating Officer) no longer on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited (listed 2021-04-08, absent 2022-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Control person joined
Se Han Song (Chief Operating Officer) appeared on Schedule A of Mirae Asset Global Investments (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Mirae Asset Global Investments (Hong Kong) Limited reported RAUM $10.1B, up 90% from $5.3B (2020-12-22 to 2021-03-29)
Form ADVobserved 4 days ago
$4.8B
Occurred
Mar 22, 2018
Regulatory AUM changed
Mirae Asset Global Investments (Hong Kong) Limited reported RAUM $6.2B, up 48% from $4.2B (2017-03-29 to 2018-03-22)
Form ADVobserved 4 days ago
$2.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48289a89-e20f-4028-a18c-64c545f47d6b
First observed: Dec 21, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

CRD 152807

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48289a89-e20f-4028-a18c-64c545f47d6b

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHO, WANYOUN

CHIEF EXECUTIVE OFFICER/ DIRECTOR

yes

01/2023

May 7, 2012

Mar 21, 2024

CHO, Young-rae

CHIEF OPERATING OFFICER

yes

01/2024

Jan 11, 2024

Mar 21, 2024

Fok, Ho Wah

Director

yes

03/2024

Mar 21, 2024

Kim, Nam Ki

Director

yes

03/2024

Mar 21, 2024

MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.

Shareholder

yes

03/2012

Mar 29, 2012

Mar 21, 2024

PARK, HYEON JOO

Shareholder

yes

03/2012

Dec 21, 2011

Mar 21, 2024

LI, LUI, SANDI

CHIEF COMPLIANCE OFFICER

07/2022

Feb 21, 2019

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL X MANAGEMENT COMPANY LLC

n/a

Asset manager

$83B

n/a

MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC

n/a

Asset manager

$5.8B

yes

n/a

MIRAE ASSET GLOBAL INVESTIMENTOS (BRASIL) GESTAO DE RECURSOS LTD

n/a

Former SEC adviser

$564M

yes

n/a

GLOBAL X JAPAN CO. LTD.

n/a

yes

n/a

GLOBAL X MANAGEMENT (AUS) LIMITED

n/a

yes

n/a

HORIZONS ETFS MANAGEMENT (CANADA) INC.

n/a

yes

n/a

MIRAE ASSET (VIETNAM) FUND MANAGEMENT CO., LTD

n/a

yes

n/a

MIRAE ASSET CAPITAL (CHINA) LIMITED

n/a

yes

n/a

MIRAE ASSET GLOBAL ETF HOLDINGS LIMITED

n/a

yes

n/a

MIRAE ASSET GLOBAL GROWTH ETF INVESTMENT LIMITED

n/a

yes

n/a

MIRAE ASSET GLOBAL INVESTMENTS (AUSTRALIA) PTY LTD

n/a

yes

n/a

MIRAE ASSET GLOBAL INVESTMENTS (UK) LTD.

n/a

yes

n/a

MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.

n/a

yes

n/a

MIRAE ASSET INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD

n/a

yes

n/a

MIRAE ASSET INVESTMENT MANAGERS (INDIA) PVT LTD

n/a

yes

n/a

MIRAE ASSET SECURITIES (HK) LIMITED

n/a

yes

n/a

MIRAE ASSET SECURITIES CO., LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$7.9B

$421M

n/a

2024

Mar 31, 2025

$4.8B

n/a

2023

Mar 21, 2024

$4.7B

n/a

2022

Mar 21, 2023

$6.2B

$5.6B

n/a

2021

Mar 25, 2022

$11B

$9.3B

n/a

2020

Mar 29, 2021

$10B

$9.1B

n/a

2019

Mar 9, 2020

$5.3B

$5.1B

n/a

2018

Mar 28, 2019

$4.8B

n/a

2017

Mar 22, 2018

$6.2B

$5.6B

n/a

2016

Mar 29, 2017

$4.2B

$3.9B

n/a

2015

Apr 21, 2016

$2.7B

$2.4B

n/a

2014

Mar 9, 2015

$4.3B

$4.2B

n/a

2013

Mar 18, 2014

$4.7B

$4.6B

n/a

2012

Jun 27, 2012

$4.9B

$4.8B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$7.9B

$4.8B

64.4%

$6.2B

8.0%