DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• A•••• G••••• I••••••••• •••• K•••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Dec 21, 2011 · 38 filings
SEC status approved since Feb 9, 2010
RAUM
$7.9B
reported, Item 5.F
Discretionary
5.3%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$7.9B as of Mar 30, 2026
Jun 27, 2012$4.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jun 27, 20120 then
Employees (5.A)64 as of Mar 30, 2026
Jun 25, 201353 then
Private funds: no history
RAUM +64% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.3%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.4B95%
- Banks and thrifts$230M2.9%
- Investment companies$191M2.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 88reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• W•••••• · Chief Executive Officer/ Directorcontrolsince 01/2023 · owns less than 5%
- C••• Y•••••••• · Chief Operating Officercontrolsince 01/2024 · owns less than 5%
- F••• H• W•• · Directorcontrolsince 03/2024 · owns less than 5%
- K••• N•• K• · Directorcontrolsince 03/2024 · owns less than 5%
- P•••• H•••• J•• · Shareholdercontrolsince 03/2012 · owns 50% to 75% of M•••• A•••• G••••• I••••••••• C••• L•••
- L•• L••• S•••• · Chief Compliance Officersince 07/2022 · owns less than 5%
Entity owners
- M•••• A•••• G••••• I••••••••• C••• L••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- G••••• X• J•••• C•• L•••investment advisern
- G••••• X• M••••••••• •••• L••••••investment advisern
- G••••• X• M••••••••• C•••••• L••investment advisernRAUM $83B
- H••••••• E••• M••••••••• ••••••• I•••investment advisern
- M•••• A•••• •••••••• F••• M••••••••• C••• L••investment advisern
- M•••• A•••• C•••••• •••••• L••••••investment advisery
- M•••• A•••• G••••• E•• H••••••• L••••••investment advisern
- M•••• A•••• G••••• G••••• E•• I••••••••• L••••••investment advisery
- M•••• A•••• G••••• I••••••••• ••••••• G••••• D• R••••••• L••investment adviseryRAUM $564M
- M•••• A•••• G••••• I••••••••• ••••••••• P•• L••pooled vehicle sponsorn
- M•••• A•••• G••••• I••••••••• ••• L•••investment advisern
- M•••• A•••• G••••• I••••••••• •••• L••investment adviseryRAUM $5.8B
- M•••• A•••• G••••• I••••••••• C••• L•••investment advisery
- M•••• A•••• I••••••••• M••••••••• ••••••••• C••• L••investment advisery
- M•••• A•••• I••••••••• M••••••• •••••• P•• L••investment advisern
- M•••• A•••• S••••••••• ••• L••••••broker-dealern
- M•••• A•••• S••••••••• C••• L•••broker-dealern
Advisers that list M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 100.0% to 5.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 81 to 88Aug 29, 2025 to Mar 30, 2026
- Advisory employees · 22 to 21Aug 29, 2025 to Mar 30, 2026
- Pooled vehicle clients · 79 to 83Aug 29, 2025 to Mar 30, 2026
- Employees · 65 to 64Aug 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.8B to $421MAug 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $7.4BAug 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.7B to $7.4BAug 29, 2025 to Mar 30, 2026
- RAUM · $4.8B to $7.9BAug 29, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Aug 29, 2025
- Accounts · 84 to 81Mar 21, 2024 to Mar 31, 2025
- Advisory employees · 20 to 22Mar 21, 2024 to Mar 31, 2025
- Pooled vehicle clients · 82 to 79Mar 21, 2024 to Mar 31, 2025
- HQ state · unset to Mar 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.7B to $4.8BMar 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.6B to $4.7BMar 21, 2024 to Mar 31, 2025
- RAUM · $4.7B to $4.8BMar 21, 2024 to Mar 31, 2025
- Accounts · 95 to 84Jan 11, 2024 to Mar 21, 2024
- Advisory employees · 30 to 20Jan 11, 2024 to Mar 21, 2024
- Pension plan clients · 1.0 to unsetJan 11, 2024 to Mar 21, 2024
- Pooled vehicle clients · 80 to 82Jan 11, 2024 to Mar 21, 2024
- Employees · 96 to 65Jan 11, 2024 to Mar 21, 2024
- Discretionary RAUM · $5.6B to $4.7BJan 11, 2024 to Mar 21, 2024
- Non-discretionary RAUM · $634M to $0Jan 11, 2024 to Mar 21, 2024
- Pension RAUM · 252629079.0 to unsetJan 11, 2024 to Mar 21, 2024
- Pooled vehicle RAUM · $5.3B to $4.6BJan 11, 2024 to Mar 21, 2024
- RAUM · $6.2B to $4.7BJan 11, 2024 to Mar 21, 2024
- Advisory activities · 3 to 4Mar 25, 2022 to Mar 21, 2023
- Discretionary RAUM · $9.3B to $5.6BMar 25, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $1.3B to $634MMar 25, 2022 to Mar 21, 2023
- Pension RAUM · $297M to $253MMar 25, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $9.2B to $5.3BMar 25, 2022 to Mar 21, 2023
- RAUM · $11B to $6.2BMar 25, 2022 to Mar 21, 2023
- Accounts · 79 to 95Apr 8, 2021 to Mar 25, 2022
- Advisory employees · 27 to 30Apr 8, 2021 to Mar 25, 2022
- Pooled vehicle clients · 70 to 80Apr 8, 2021 to Mar 25, 2022
- Employees · 70 to 96Apr 8, 2021 to Mar 25, 2022
- Discretionary RAUM · $9.1B to $9.3BApr 8, 2021 to Mar 25, 2022
- Non-discretionary RAUM · $1.0B to $1.3BApr 8, 2021 to Mar 25, 2022
- Pension RAUM · $286M to $297MApr 8, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $8.9B to $9.2BApr 8, 2021 to Mar 25, 2022
Signals
11 dated events
- M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• reported RAUM $7.9B, up 64% from $4.8B (2025-08-29 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Ho Wah Fok (Director) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L••••••Mar 21, 2024 · Control person joined · fact
- Nam Ki Kim (Director) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L••••••Mar 21, 2024 · Control person joined · fact
- Joo Hee An (Director) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• (listed 2024-01-11, absent 2024-03-21)Mar 21, 2024 · Control person left · inference
- Young-Rae Cho (Chief Operating Officer/ Director) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L••••••Jan 11, 2024 · Control person joined · fact
- Se Han S••• (Chief Operating Officer) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• (listed 2023-10-12, absent 2024-01-11)Jan 11, 2024 · Control person left · inference
- M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• reported RAUM $6.2B, down 41% from $10.5B (2022-03-25 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- Byung Ha Kim (Chief Operating Officer) no longer on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• (listed 2021-04-08, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Se Han S••• (Chief Operating Officer) appeared on Schedule A of M•••• A•••• G••••• I••••••••• •••• K•••• L••••••Mar 25, 2022 · Control person joined · fact
- M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• reported RAUM $10.1B, up 90% from $5.3B (2020-12-22 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- M•••• A•••• G••••• I••••••••• •••• K•••• L•••••• reported RAUM $6.2B, up 48% from $4.2B (2017-03-29 to 2018-03-22)Mar 22, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- am.miraeasset.com.hkreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 852-3555-5888reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026