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Advisor at BALANCED FINANCIAL ADVISORS
SAUSALITO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALANCED FINANCIAL ADVISORS | State registered | Jan 7, 2026 | n/a | yes | SAUSALITO, CA | Current employment |
| WEALTHSOURCE? | Former SEC adviser | May 5, 2022 | Jun 6, 2024 | no | SAUSALITO, CA | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | May 4, 2011 | Apr 29, 2022 | no | SAN FRANCISCO, CA|MILL VALLEY, CA | Previous registration |
| STANCORP INVESTMENT ADVISERS, INC. | Other adviser | Aug 22, 2007 | May 4, 2011 | no | SAN FRANCISCO, CA | Previous registration |
| Lnw | Independent wealth | May 8, 2006 | Aug 15, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSOURCE? | BALANCED FINANCIAL ADVISORS | Jun 6, 2024 | Jan 7, 2026 | 580 | Firm change after gap | RIA to state RIA |
| UNITED CAPITAL FINANCIAL ADVISORS | WEALTHSOURCE? | Apr 29, 2022 | May 5, 2022 | 6 | Firm change | Ibd to RIA |
| STANCORP INVESTMENT ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISORS | May 4, 2011 | May 4, 2011 | 0 | Firm change | Other |
| Lnw | STANCORP INVESTMENT ADVISERS, INC. | Aug 15, 2007 | Aug 22, 2007 | 7 | Firm change | Other |