DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ALC INVESTMENT ADVISORY SERVICES, LLC
DAYTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALC INVESTMENT ADVISORY SERVICES, LLC | State registered | Jul 18, 2006 | n/a | yes | DAYTON, OH|DAYTON, OH | Current employment |
| DEAN FINANCIAL SERVICES | Independent wealth | Sep 15, 2004 | Sep 30, 2005 | no | DAYTON, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 24, 2003 | Aug 30, 2004 | no | CENTERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEAN FINANCIAL SERVICES | ALC INVESTMENT ADVISORY SERVICES, LLC | Sep 30, 2005 | Jul 18, 2006 | 291 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | DEAN FINANCIAL SERVICES | Aug 30, 2004 | Sep 15, 2004 | 16 | Firm change | Other |