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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DEAN FINANCIAL SERVICES

DEAN FINANCIAL SERVICES, LLC, CRD 129679

BEAVERCREEK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efe2a0e9-d498-2d77-7f43-b6d00fb9cbc2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Mar 27, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.6 fund_share=0.0 institutional_share=0.35 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $382MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $228MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $95.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 525
Individual clients: 225
High net worth clients: 20
Custody, client assets: $89.2M
SEC number: 801-62586
CRD: 129679
Filings on the tape: 22
First filed: Mar 29, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, OH
Website: chdean.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)	LLC MEMEBER	E	yes	12/2012	Feb 7, 2013	Mar 28, 2024
DENNIS D. DEAN TRUST DATED 7/25/2023	LLC MEMBER	C	yes	03/2016	Dec 8, 2023	Mar 28, 2024
MILLER, PAMALA, JANE	ELECTED MANAGER	F	yes	12/2023	Mar 24, 2016	Mar 28, 2024
MILLER, PAMALA, JANE	VICE PRESIDENT, CHIEF OPERATING OFFICER	Na	yes	02/2016	Mar 24, 2016	Mar 28, 2024
MILLER, STEPHEN, MICHAEL	Trustee	F	yes	10/2023	Mar 29, 2012	Mar 28, 2024
MILLER, STEPHEN, MICHAEL	Trustee	F	yes	10/2023	Mar 29, 2012	Mar 28, 2024
MILLER, STEPHEN, MICHAEL	ELECTED MANAGER, PRESIDENT	F	yes	03/2017	Mar 29, 2012	Mar 28, 2024
MILLER, STEPHEN, MICHAEL	CEO, PRESIDENT	Na	yes	11/2003	Mar 29, 2012	Mar 28, 2024
RINDLER, DEBRA, ELIZABETH	SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	10/2005	Mar 29, 2012	Mar 28, 2024
RINDLER, DEBRA, ELIZABETH	ELECTED MANAGER	F	yes	12/2023	Mar 29, 2012	Mar 28, 2024
TERENCE M. DEAN TRUST DATED 2/24/2016	LLC MEMBER	C	yes	03/2016	Dec 8, 2023	Mar 28, 2024
THE C.H. DEAN COMPANIES, LLC	LLC MEMBER	E	yes	12/2012	Mar 29, 2017	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEAN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$1.1B	N	yes	n/a
DEAN INVESTMENT ASSOCIATES, LLC	n/a	Mixed wealth	$909M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$382M	$382M	9	5	0	n/a	n/a
2024	Mar 26, 2025	$320M	$320M	8	4	0	n/a	n/a
2023	Mar 28, 2024	$267M	$267M	9	4	0	n/a	n/a
2022	Mar 30, 2023	$207M	$207M	10	5	0	n/a	n/a
2021	Mar 29, 2022	$231M	$231M	11	5	0	n/a	n/a
2020	Mar 30, 2021	$231M	$231M	11	5	0	n/a	n/a
2019	Mar 27, 2020	$207M	$207M	12	5	0	n/a	n/a
2018	Mar 21, 2019	$171M	$171M	12	5	0	n/a	n/a
2017	Mar 28, 2018	$180M	$180M	12	5	0	n/a	n/a
2016	Mar 29, 2017	$190M	$190M	14	6	n/a	n/a	n/a
2015	Mar 24, 2016	$180M	$180M	13	6	n/a	n/a	n/a
2014	Mar 26, 2015	$187M	$187M	12	5	n/a	n/a	n/a
2013	Mar 27, 2014	$174M	$174M	12	5	n/a	n/a	n/a
2012	Mar 21, 2013	$150M	$150M	12	5	n/a	n/a	n/a
2011	Mar 29, 2012	$135M	$135M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$382M	$320M	19.5%	$207M	22.8%	9	8	0	0

Relationships

Registered with (11)

← Zachary Paul HabermanAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
← Matthew Thomas WallaceAdvisorregistration: current employment
Nov 12, 2015 to presentfactForm ADV
← STEPHEN MICHAEL MILLERAdvisorregistration: current employment
Mar 30, 2007 to presentfactForm ADV
← BETH JEAN VERDOORNAdvisorregistration: current employment
Oct 26, 2004 to presentfactForm ADV
← EDWARD JOSEPH WRIGHTAdvisorregistration: previous registration
Mar 24, 2015 to May 26, 2023factForm ADV
← Katherine Elizabeth BreitensteinAdvisorregistration: previous registration
Mar 14, 2011 to Jun 21, 2011factForm ADV
← MATTHEW TRISTEN THEILAdvisorregistration: previous registration
Mar 27, 2007 to Jun 14, 2011factForm ADV
← JENNIFER JO SIEFRINGAdvisorregistration: previous registration
Jul 20, 2010 to Mar 18, 2011factForm ADV
← Mark Edward SchutterAdvisorregistration: previous registration
Sep 16, 2004 to Sep 8, 2008factForm ADV
← JAMES BLAKE GUYLERAdvisorregistration: previous registration
Nov 1, 2004 to Nov 15, 2006factForm ADV
← ALISA LYNN LIVESAYAdvisorregistration: previous registration
Sep 15, 2004 to Sep 30, 2005factForm ADV

Affiliated with (4)

← DEAN CAPITAL MANAGEMENTRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
→ DEAN INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ DEAN CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← DEAN INVESTMENTSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV

Controls (7)

← MILLER, STEPHEN, MICHAELOwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← RINDLER, DEBRA, ELIZABETHOwnerELECTED MANAGER, ownership code F, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← MILLER, PAMALA, JANEOwnerELECTED MANAGER, ownership code F, individual
Mar 24, 2016 to Mar 28, 2024factForm ADV
← C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)OwnerLLC MEMEBER, ownership code E, domestic entity
Feb 7, 2013 to Mar 28, 2024factForm ADV
← DENNIS D. DEAN TRUST DATED 7/25/2023OwnerLLC MEMBER, ownership code C, domestic entity
Dec 8, 2023 to Mar 28, 2024factForm ADV
← TERENCE M. DEAN TRUST DATED 2/24/2016OwnerLLC MEMBER, ownership code C, domestic entity
Dec 8, 2023 to Mar 28, 2024factForm ADV
← THE C.H. DEAN COMPANIES, LLCOwnerLLC MEMBER, ownership code E, domestic entity
Mar 29, 2017 to Mar 28, 2024factForm ADV

Dated events

Occurred
Dec 8, 2023
Control person left
Duane Dennis Dean (Director) no longer on Schedule A of Dean Financial Services (listed 2023-03-30, absent 2023-12-08)
Form ADVobserved 4 days ago
Occurred
Dec 8, 2023
Control person left
Maxwell Terence Dean (Trustee) no longer on Schedule A of Dean Financial Services (listed 2023-03-30, absent 2023-12-08)
Form ADVobserved 4 days ago
Occurred
May 26, 2023
Advisor changed firm
Edward Joseph Wright left Dean Financial Services for Dean Investments (registered 2015-03-24)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efe2a0e9-d498-2d77-7f43-b6d00fb9cbc2
First observed: Mar 29, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEAN FINANCIAL SERVICES

DEAN FINANCIAL SERVICES, LLC, CRD 129679

BEAVERCREEK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efe2a0e9-d498-2d77-7f43-b6d00fb9cbc2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)

LLC MEMEBER

yes

12/2012

Feb 7, 2013

Mar 28, 2024

DENNIS D. DEAN TRUST DATED 7/25/2023

LLC MEMBER

yes

03/2016

Dec 8, 2023

Mar 28, 2024

MILLER, PAMALA, JANE

ELECTED MANAGER

yes

12/2023

Mar 24, 2016

Mar 28, 2024

MILLER, PAMALA, JANE

VICE PRESIDENT, CHIEF OPERATING OFFICER

yes

02/2016

Mar 24, 2016

Mar 28, 2024

MILLER, STEPHEN, MICHAEL

Trustee

yes

10/2023

Mar 29, 2012

Mar 28, 2024

MILLER, STEPHEN, MICHAEL

Trustee

yes

10/2023

Mar 29, 2012

Mar 28, 2024

MILLER, STEPHEN, MICHAEL

ELECTED MANAGER, PRESIDENT

yes

03/2017

Mar 29, 2012

Mar 28, 2024

MILLER, STEPHEN, MICHAEL

CEO, PRESIDENT

yes

11/2003

Mar 29, 2012

Mar 28, 2024

RINDLER, DEBRA, ELIZABETH

SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER

yes

10/2005

Mar 29, 2012

Mar 28, 2024

RINDLER, DEBRA, ELIZABETH

ELECTED MANAGER

yes

12/2023

Mar 29, 2012

Mar 28, 2024

TERENCE M. DEAN TRUST DATED 2/24/2016

LLC MEMBER

yes

03/2016

Dec 8, 2023

Mar 28, 2024

THE C.H. DEAN COMPANIES, LLC

LLC MEMBER

yes

12/2012

Mar 29, 2017

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEAN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$1.1B

yes

n/a

DEAN INVESTMENT ASSOCIATES, LLC

n/a

Mixed wealth

$909M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$382M

n/a

2024

Mar 26, 2025

$320M

n/a

2023

Mar 28, 2024

$267M

n/a

2022

Mar 30, 2023

$207M

n/a

2021

Mar 29, 2022

$231M

n/a

2020

Mar 30, 2021

$231M

n/a

2019

Mar 27, 2020

$207M

n/a

2018

Mar 21, 2019

$171M

n/a

2017

Mar 28, 2018

$180M

n/a

2016

Mar 29, 2017

$190M

n/a

2015

Mar 24, 2016

$180M

n/a

2014

Mar 26, 2015

$187M

n/a

2013

Mar 27, 2014

$174M

n/a

2012

Mar 21, 2013

$150M

n/a

2011

Mar 29, 2012

$135M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$382M

$320M

19.5%

$207M

22.8%