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M••••• A•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M••••• A•••• P•••••••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT | QUINCY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48384eff-6c34-9f6d-abdc-425918f41001

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 25, 2025	n/a	yes	SOUTH JORDAN, UT\|QUINCY, MA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Sep 26, 2016	Aug 15, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	D•••••••• A••••••• S•••••••• L••	Aug 15, 2025	Aug 25, 2025	10	Firm change	Ibd to ibd
O•••• F•• I•••	C••••••••• F•••••••• N••••••	Sep 29, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:326060:MA:2025-08-15	Aug 15, 2025	Aug 25, 2025	DUXBURY, MA	Firm change
3978:8032:MA:2016-09-29	Sep 29, 2016	Sep 26, 2016	WALTHAM, MA	Firm change

Relationships

Registered with (4)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 25, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 26, 2016 to Aug 15, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 12, 2003 to Sep 29, 2016factForm ADV
→ V••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
M••••• A•••• P••••••• left C••••••••• F•••••••• N•••••• for D•••••••• A••••••• S•••••••• L•• (registered 2025-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48384eff-6c34-9f6d-abdc-425918f41001
First observed: Oct 4, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.