DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

GALLIARD CAPITAL MANAGEMENT

GALLIARD CAPITAL MANAGEMENT, LLC, CRD 106487

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4838b43f-0286-acd8-60c6-bf465433cea0

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 21
On other graphs: 1
Observed: Feb 27, 2012 to Mar 20, 2026
62 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Independent Sponsorsidentity

Galliard Capital Management

Capital provider to sponsors · shared crd

Private Equityowner

Gtcr Fund Xiii/b LP

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.18 institutional_share=0.8 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $80BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $79B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 89
Advisory employees: 20
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 264
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $430M
SEC number: 801-49780
CIK: 1455161
CRD: 106487
Filings on the tape: 62
First filed: Feb 27, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	First reported	Status	Form D file
GALLIARD SHORT CORE FUND, LLC	Other Private Fund	$0	Sep 9, 2024	Sep 29, 2023	reported	021-489012
GALLIARD BROAD MARKET CORE FUND, LLC	Other Private Fund	$0	Sep 9, 2024	Sep 29, 2023	reported	021-489009
GALLIARD INTERMEDIATE AGGREGATE FUND, LLC	Other Private Fund	$0	Sep 9, 2024	Sep 29, 2023	reported	021-489010

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLSPRING BUYER, LLC	Shareholder	E	yes	11/2021	Nov 22, 2021	Sep 9, 2024
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	DIRECT PARENT COMPANY	E	yes	11/2021	Nov 22, 2021	Sep 9, 2024
ALLSPRING GROUP HOLDINGS, LLC	Shareholder	E	yes	11/2021	Nov 22, 2021	Sep 9, 2024
ALLSPRING INTERMEDIATE I, LLC	Shareholder	E	yes	11/2021	Nov 22, 2021	Sep 9, 2024
ALLSPRING INTERMEDIATE II, LLC	Shareholder	E	yes	11/2021	Nov 22, 2021	Sep 9, 2024
Felsch, Paul, Werner	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 1, 2023	Sep 9, 2024
GTCR FUND XIII/B LP	Shareholder	C	yes	11/2021	Nov 22, 2021	Sep 9, 2024
GTCR INVESTMENT XIII LLC	GENERAL PARTNER	F	yes	07/2020	Mar 30, 2022	Sep 9, 2024
GTCR PARTNERS XIII/B LP	GENERAL PARTNER	F	yes	07/2020	Mar 30, 2022	Sep 9, 2024
Lege, Annette, Janecka	Manager	F	yes	08/2024	Sep 9, 2024	Sep 9, 2024
MIRZA, AJAY, (NMN)	SENIOR MANAGING PRINCIPAL	Na	yes	01/2020	Mar 27, 2013	Sep 9, 2024
NORMAN, MICHAEL, DAVID	PRESIDENT AND SENIOR MANAGING PRINCIPAL	Na	yes	10/2022	Mar 5, 2014	Sep 9, 2024
SQUIRE, SALLIE, CLEMENTS	CHIEF OPERATIONS OFFICER	Na	yes	02/2023	Mar 30, 2022	Sep 9, 2024
SQUIRE, SALLIE, CLEMENTS	Manager	F	yes	11/2021	Mar 30, 2022	Sep 9, 2024
SULLIVAN, JOSEPH, ANDREW	Manager	F	yes	11/2021	Mar 30, 2022	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLSPRING GLOBAL INVESTMENTS, LLC	n/a	Asset manager	$476B	N	yes	n/a
ALLSPRING FUNDS MANAGEMENT, LLC	n/a	Asset manager	$325B	N	yes	n/a
ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED	n/a	Asset manager	$31B	N	yes	n/a
ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.	n/a	Institutional manager	$894M	N	yes	n/a
ALLSPRING FUNDS DISTRIBUTOR, LLC	n/a	n/a	n/a	N	yes	n/a
ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$80B	$79B	89	20	0	3	n/a
2024	Mar 25, 2025	$80B	$80B	94	20	0	3	n/a
2023	Mar 25, 2024	$86B	$85B	102	20	0	3	$0
2022	Mar 1, 2023	$92B	$91B	79	22	0	n/a	n/a
2021	Mar 30, 2022	$92B	$91B	79	23	0	n/a	n/a
2020	Mar 31, 2021	$95B	$95B	104	33	0	n/a	n/a
2019	Mar 30, 2020	$91B	$90B	103	33	0	n/a	n/a
2018	Mar 28, 2019	$92B	$91B	108	39	0	n/a	n/a
2017	Mar 23, 2018	$91B	$90B	109	40	0	n/a	n/a
2016	Mar 30, 2017	$92B	$91B	113	40	n/a	n/a	n/a
2015	Mar 30, 2016	$85B	$84B	111	39	n/a	n/a	n/a
2014	Mar 30, 2015	$85B	$84B	102	34	n/a	n/a	n/a
2013	Mar 27, 2014	$85B	$84B	102	34	n/a	n/a	n/a
2012	Mar 27, 2013	$85B	$85B	97	33	n/a	n/a	n/a
2011	Mar 29, 2012	$73B	$69B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$80B	$80B	-0.1%	$92B	-4.4%	89	94	0	0

Relationships

Affiliated with (8)

← ALLSPRING GLOBAL INVESTMENTS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING GLOBAL INVESTMENTS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Advises (3)

→ GALLIARD INTERMEDIATE AGGREGATE FUND, LLCPrivate fundOther Private Fund, IA
Sep 29, 2023 to presentfactForm ADV
→ GALLIARD SHORT CORE FUND, LLCPrivate fundOther Private Fund, IA
Sep 29, 2023 to presentfactForm ADV
→ GALLIARD BROAD MARKET CORE FUND, LLCPrivate fundOther Private Fund, IA
Sep 29, 2023 to presentfactForm ADV

Controls (14)

← Lege, Annette, JaneckaOwnerMANAGER, ownership code F, individual
Sep 9, 2024 to Sep 9, 2024factForm ADV
← MIRZA, AJAY, (NMN)OwnerSENIOR MANAGING PRINCIPAL, ownership code NA, individual
Mar 27, 2013 to Sep 9, 2024factForm ADV
← NORMAN, MICHAEL, DAVIDOwnerPRESIDENT AND SENIOR MANAGING PRINCIPAL, ownership code NA, individual
Mar 5, 2014 to Sep 9, 2024factForm ADV
← SQUIRE, SALLIE, CLEMENTSOwnerMANAGER, ownership code F, individual
Mar 30, 2022 to Sep 9, 2024factForm ADV
← Felsch, Paul, WernerOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2023 to Sep 9, 2024factForm ADV
← SULLIVAN, JOSEPH, ANDREWOwnerMANAGER, ownership code F, individual
Mar 30, 2022 to Sep 9, 2024factForm ADV
← ALLSPRING BUYER, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLCOwnerDIRECT PARENT COMPANY, ownership code E, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← ALLSPRING GROUP HOLDINGS, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← ALLSPRING INTERMEDIATE I, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← ALLSPRING INTERMEDIATE II, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← GTCR FUND XIII/B LPOwnerSHAREHOLDER, ownership code C, domestic entity
Nov 22, 2021 to Sep 9, 2024factForm ADV
← GTCR INVESTMENT XIII LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2022 to Sep 9, 2024factForm ADV
← GTCR PARTNERS XIII/B LPOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2022 to Sep 9, 2024factForm ADV

Dated events

Occurred
Sep 9, 2024
Control person left
Festa Molly Mcmillin (Manager) no longer on Schedule A of Galliard Capital Management (listed 2024-03-27, absent 2024-09-09)
Form ADVobserved 6 days ago
Occurred
Sep 9, 2024
Control person joined
Janecka Annette Lege (Manager) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Control person left
Paul Brian Renelt (Chief Compliance Officer) no longer on Schedule A of Galliard Capital Management (listed 2022-10-28, absent 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Control person joined
Werner Paul Felsch (Chief Compliance Officer) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Oct 28, 2022
Control person left
Nelson Andrew Owen (Co-President And Senior Managing Principal) no longer on Schedule A of Galliard Capital Management (listed 2022-05-27, absent 2022-10-28)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person left
Ralph Milton Berlinski (Managing Member) no longer on Schedule A of Galliard Capital Management (listed 2022-03-30, absent 2022-05-27)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Festa Molly Mcmillin (Manager) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Clements Sallie Squire (Manager) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Andrew Joseph Sullivan (Manager) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
Ralph Milton Berlinski (Managing Member) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Ravineran Peter Arulanantham (Manager) no longer on Schedule A of Galliard Capital Management (listed 2021-11-29, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Sep 27, 2021
Succession filed (Item 4)
Galliard Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person joined
Paul Brian Renelt (Chief Compliance Officer) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person joined
Ravineran Peter Arulanantham (Director) appeared on Schedule A of Galliard Capital Management
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person left
Michael Chad Foote (Chief Operating Officer) no longer on Schedule A of Galliard Capital Management (listed 2019-11-01, absent 2020-01-31)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person left
Davis Jennifer Lammers (Chief Compliance Officer) no longer on Schedule A of Galliard Capital Management (listed 2019-11-01, absent 2020-01-31)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person left
Joseph Leela Scattum (Partner) no longer on Schedule A of Galliard Capital Management (listed 2019-11-01, absent 2020-01-31)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2020
Control person left
(Nmn) Sesidhar Kodali (Director) no longer on Schedule A of Galliard Capital Management (listed 2019-11-01, absent 2020-01-31)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2019
Control person left
Joseph Richard Merriam (Founding Managing Partner And Treasurer) no longer on Schedule A of Galliard Capital Management (listed 2019-04-29, absent 2019-11-01)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2019
Control person left
Patrick Karl Tourville (President And Founding Managing Partner) no longer on Schedule A of Galliard Capital Management (listed 2019-04-29, absent 2019-11-01)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2019
Control person left
Ann Carrie Callahan (Managing Partner) no longer on Schedule A of Galliard Capital Management (listed 2019-04-29, absent 2019-11-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4838b43f-0286-acd8-60c6-bf465433cea0
First observed: Feb 27, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALLIARD CAPITAL MANAGEMENT

GALLIARD CAPITAL MANAGEMENT, LLC, CRD 106487

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4838b43f-0286-acd8-60c6-bf465433cea0

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GALLIARD SHORT CORE FUND, LLC

Other Private Fund

Sep 9, 2024

Sep 29, 2023

reported

021-489012

GALLIARD BROAD MARKET CORE FUND, LLC

Other Private Fund

Sep 9, 2024

Sep 29, 2023

reported

021-489009

GALLIARD INTERMEDIATE AGGREGATE FUND, LLC

Other Private Fund

Sep 9, 2024

Sep 29, 2023

reported

021-489010

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLSPRING BUYER, LLC

Shareholder

yes

11/2021

Nov 22, 2021

Sep 9, 2024

ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC

DIRECT PARENT COMPANY

yes

11/2021

Nov 22, 2021

Sep 9, 2024

ALLSPRING GROUP HOLDINGS, LLC

Shareholder

yes

11/2021

Nov 22, 2021

Sep 9, 2024

ALLSPRING INTERMEDIATE I, LLC

Shareholder

yes

11/2021

Nov 22, 2021

Sep 9, 2024

ALLSPRING INTERMEDIATE II, LLC

Shareholder

yes

11/2021

Nov 22, 2021

Sep 9, 2024

Felsch, Paul, Werner

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 1, 2023

Sep 9, 2024

GTCR FUND XIII/B LP

Shareholder

yes

11/2021

Nov 22, 2021

Sep 9, 2024

GTCR INVESTMENT XIII LLC

GENERAL PARTNER

yes

07/2020

Mar 30, 2022

Sep 9, 2024

GTCR PARTNERS XIII/B LP

GENERAL PARTNER

yes

07/2020

Mar 30, 2022

Sep 9, 2024

Lege, Annette, Janecka

Manager

yes

08/2024

Sep 9, 2024

MIRZA, AJAY, (NMN)

SENIOR MANAGING PRINCIPAL

yes

01/2020

Mar 27, 2013

Sep 9, 2024

NORMAN, MICHAEL, DAVID

PRESIDENT AND SENIOR MANAGING PRINCIPAL

yes

10/2022

Mar 5, 2014

Sep 9, 2024

SQUIRE, SALLIE, CLEMENTS

CHIEF OPERATIONS OFFICER

yes

02/2023

Mar 30, 2022

Sep 9, 2024

SQUIRE, SALLIE, CLEMENTS

Manager

yes

11/2021

Mar 30, 2022

Sep 9, 2024

SULLIVAN, JOSEPH, ANDREW

Manager

yes

11/2021

Mar 30, 2022

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLSPRING GLOBAL INVESTMENTS, LLC

n/a

Asset manager

$476B

yes

n/a

ALLSPRING FUNDS MANAGEMENT, LLC

n/a

Asset manager

$325B

yes

n/a

ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED

n/a

Asset manager

$31B

yes

n/a

ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.

n/a

Institutional manager

$894M

yes

n/a

ALLSPRING FUNDS DISTRIBUTOR, LLC

n/a

yes

n/a

ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED

n/a

yes

n/a

ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED

n/a

yes

n/a

ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$80B

$79B

n/a

2024

Mar 25, 2025

$80B

n/a

2023

Mar 25, 2024

$86B

$85B

102

2022

Mar 1, 2023

$92B

$91B

n/a

2021

Mar 30, 2022

$92B

$91B

n/a

2020

Mar 31, 2021

$95B

104

n/a

2019

Mar 30, 2020

$91B

$90B

103

n/a

2018

Mar 28, 2019

$92B

$91B

108

n/a

2017

Mar 23, 2018

$91B

$90B

109

n/a

2016

Mar 30, 2017

$92B

$91B

113

n/a

2015

Mar 30, 2016

$85B

$84B

111

n/a

2014

Mar 30, 2015

$85B

$84B

102

n/a

2013

Mar 27, 2014

$85B

$84B

102

n/a

2012

Mar 27, 2013

$85B

n/a

2011

Mar 29, 2012

$73B

$69B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$80B

-0.1%

$92B

-4.4%