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RIA / WealthAdvisorChartered Financial Consultant23 years in industry

JOE MICHAEL CHIN

Advisor at PLAN FINANCIAL

FRESNO, CA

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Search this name across graphsid dfx:ria:484b1614-df1a-b65b-bad6-d6f1e5259cf1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLAN FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
First registration: Jul 10, 2003
Dual registered: no
Other names: MIKE CHIN|J. MICHAEL CHIN
IAPD individual key: 714462

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLAN FINANCIAL	Independent wealth	Sep 18, 2025	n/a	yes	FRESNO, CA	Current employment
BEECHWOOD WEALTH ADVISORS, LLC	n/a	Jul 9, 2008	Dec 31, 2012	no	FRESNO, CA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Feb 5, 2007	Apr 22, 2008	no	SEATTLE, WA\|FRESNO, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jul 10, 2003	Jan 17, 2007	no	FRESNO, CA\|FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEECHWOOD WEALTH ADVISORS, LLC	PLAN FINANCIAL	Dec 31, 2012	Sep 18, 2025	4,644	Firm change after gap	Other
KMS FINANCIAL SERVICES, INC	BEECHWOOD WEALTH ADVISORS, LLC	Apr 22, 2008	Jul 9, 2008	78	Firm change	Other
PARK AVENUE SECURITIES LLC	KMS FINANCIAL SERVICES, INC	Jan 17, 2007	Feb 5, 2007	19	Firm change	Other

Relationships

Registered with (4)

→ PLAN FINANCIALRegistered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ BEECHWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 9, 2008 to Dec 31, 2012factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Feb 5, 2007 to Apr 22, 2008factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jul 10, 2003 to Jan 17, 2007factForm ADV

Dated events

No dated event names this entity yet.