RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• M•••••• C•••
- P••• F•••••••• independent RIA currentsince Sep 18, 2025 · Fresno, Ca
- B•••••••• W••••• A•••••••• L•• unclassifiedJul 9, 2008 to Dec 31, 2012 · Fresno, Ca
- K•• F•••••••• S•••••••• I•• formerFeb 5, 2007 to Apr 22, 2008 · Seattle, Wa
- P••• A••••• S••••••••• L•• BD affiliatedJul 10, 2003 to Jan 17, 2007 · Fresno, Ca
- B•••••••• W••••• A•••••••• L•• to P••• F••••••••left Dec 31, 2012, registered Sep 18, 2025 (4644 days) · Other
- K•• F•••••••• S•••••••• I•• to B•••••••• W••••• A•••••••• L••left Apr 22, 2008, registered Jul 9, 2008 (78 days) · Other
- P••• A••••• S••••••••• L•• to K•• F•••••••• S•••••••• I••left Jan 17, 2007, registered Feb 5, 2007 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address