DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• P•••••• W•••••
Plymouth, MI | BRIDGEVILLE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• P•••••• W••••• | Independent wealth | May 6, 2026 | n/a | yes | BRIDGEVILLE, PA|Plymouth, MI | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Apr 15, 2024 | May 11, 2026 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ|Troy, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | W•••••• P•••••• W••••• | May 11, 2026 | May 6, 2026 | -5 | Firm change | Ibd to RIA |
| S•••••• F•••••••• G••••• L••••• | O•••• W•••••• I••• | May 1, 2024 | Apr 15, 2024 |
| S•••••• F•••••••• G••••• L••••• | Independent wealth | Oct 5, 2021 | May 1, 2024 | no | AKRON, OH|Troy, MI | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Apr 9, 2021 | Sep 17, 2021 | no | BLOOMFIELD HILLS, MI | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Nov 16, 2017 | Jun 4, 2019 | no | Bloomfield Hills, MI|CINCINNATI, OH | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 15, 2017 | Sep 8, 2017 | no | TROY, MI | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Dec 3, 2013 | Oct 17, 2016 | no | BIRMINGHAM, MI|TECUMSEH, MI|COLUMBUS, OH|BLOOMFIELD TOWNSHIP, MI|BIRMINGHAM, MI|ADRIAN, MI|BIRMINGHAM, MI | Previous registration |
| F•••••••• E••••• S•••••••• I••• | Former SEC adviser | Aug 17, 2010 | Nov 26, 2013 | no | LIVONIA, MI | Previous registration |
| W•••••• • R••• | Former SEC adviser | Aug 27, 2007 | Aug 25, 2009 | no | NASHVILLE, TN | Previous registration |
| -16 |
| Firm change |
| RIA to ibd |
| C••••••• S••••••••• | S•••••• F•••••••• G••••• L••••• | Sep 17, 2021 | Oct 5, 2021 | 18 | Firm change | Other |
| H••••••••• F•••••••• A••••••• | C••••••• S••••••••• | Jun 4, 2019 | Apr 9, 2021 | 675 | Firm change after gap | Other |
| C••••• I••••••••• A••••••• L•• | H••••••••• F•••••••• A••••••• | Sep 8, 2017 | Nov 16, 2017 | 69 | Firm change | Other |
| H••••••••• F•••••••• A••••••• | C••••• I••••••••• A••••••• L•• | Oct 17, 2016 | Mar 15, 2017 | 149 | Firm change | Other |
| F•••••••• E••••• S•••••••• I••• | H••••••••• F•••••••• A••••••• | Nov 26, 2013 | Dec 3, 2013 | 7 | Firm change | Other |
| W•••••• • R••• | F•••••••• E••••• S•••••••• I••• | Aug 25, 2009 | Aug 17, 2010 | 357 | Firm change | Other |