DFX Intelligence

J••••• M••••• S• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J••••• M••••• S• G•••••

Advisor at D••••••• P•••••••• M••••••••• I•••

KANSAS CITY, MO | TAMPA, FL

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Search this name across graphsid dfx:ria:485306d3-39bd-18d5-1b06-2cd3772286db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• P•••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• P•••••••• M••••••••• I•••	Independent wealth	Nov 17, 2020	n/a	yes	KANSAS CITY, MO\|TAMPA, FL	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 6, 2016	Nov 13, 2020	no	LAWRENCE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	D••••••• P•••••••• M••••••••• I•••	Nov 13, 2020	Nov 17, 2020	4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ D••••••• P•••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 17, 2020 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 6, 2016 to Nov 13, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:485306d3-39bd-18d5-1b06-2cd3772286db
First observed: Jul 6, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.