DFX Intelligence

M•••••• C••••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• C••••••••• B••••••

Advisor at B•••••••• I••••••••• M••••••••• L••

NEW YORK, NY | PRINCETON, NJ

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Search this name across graphsid dfx:ria:485900fd-ebc0-f5fe-c169-60c21888eae6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• M••••••••• L••	Asset manager	Jun 29, 2022	n/a	yes	PRINCETON, NJ\|NEW YORK, NY	Current employment
M•••• • C••••• I••	Bd affiliated wealth	Apr 18, 2016	Aug 6, 2020	no	BOSTON, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• • C••••• I••	B•••••••• I••••••••• M••••••••• L••	Aug 6, 2020	Jun 29, 2022	692	Firm change after gap	Other
E•••••••• P••	M•••• • C••••• I••	Apr 1, 2016	Apr 18, 2016

Relationships

Registered with (10)

→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ M•••• • C••••• I••Registered adviserregistration: previous registration
Apr 18, 2016 to Aug 6, 2020factForm ADV
→ E•••••••• P••Registered adviserregistration: previous registration
May 23, 2015 to Apr 1, 2016factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:485900fd-ebc0-f5fe-c169-60c21888eae6
First observed: Aug 22, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.