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Advisor at WELLS FARGO ADVISORS
CEDAR RAPIDS, IA | CORALVILLE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 16, 2026 | n/a | yes | CORALVILLE, IA|CEDAR RAPIDS, IA | Current employment |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Dec 18, 2024 | Apr 9, 2026 | no | Marion, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 17, 2023 | Dec 12, 2024 | no | DES MOINES, IA|Hiawatha, IA|Tiffin, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | WELLS FARGO ADVISORS | Apr 9, 2026 | Apr 16, 2026 | 7 | Firm change | Ibd to wirehouse |
| PRINCIPAL SECURITIES, INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Dec 12, 2024 | Dec 18, 2024 | 6 | Firm change | Ibd to ibd |