DFX Intelligence

P••• L•••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

P••• L•••• W•••••••••

Advisor at I•••••••• P•••••• W••••• A•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:4866bc75-1049-f300-5677-b3992efb01c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• P•••••• W••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• P•••••• W••••• A•••••••• L••	Former SEC adviser	Apr 18, 2019	n/a	yes	DALLAS, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 17, 2014	Nov 20, 2018	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	I•••••••• P•••••• W••••• A•••••••• L••	Nov 20, 2018	Apr 18, 2019	149	Firm change	Ibd to RIA
W•• A•••••••• L•	A••••••••• F•••••••• S•••••••• L••	Nov 19, 2009	Sep 17, 2014

Relationships

Registered with (3)

→ I•••••••• P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 18, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2014 to Nov 20, 2018factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
May 6, 2009 to Nov 19, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4866bc75-1049-f300-5677-b3992efb01c8
First observed: May 6, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.