DFX Intelligence

J••• J••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• J••••• K••••••

Advisor at T••••• A••••••• S•••••••• I•••

SARASOTA, FL

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Search this name across graphsid dfx:ria:48675455-d98e-9c12-0395-f89b4a089d58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 21, 2025	n/a	yes	SARASOTA, FL	Current employment
S•••••• S••••••••• I•••	Bd affiliated wealth	Oct 4, 2019	Nov 16, 2021	no	SARASOTA, FL\|VENICE, FL\|PORT CHARLOTTE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• S••••••••• I•••	T••••• A••••••• S•••••••• I•••	Nov 16, 2021	Jul 21, 2025	1,343	Firm change after gap	RIA to ibd
T••••• A••••••• S•••••••• I•••	S•••••• S••••••••• I•••	Sep 17, 2019	Oct 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:14023:FL:2019-09-06	Sep 17, 2019	Oct 4, 2019	PORT CHARLOTTE, FL	Firm change

Relationships

Registered with (5)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2016 to Sep 17, 2019factForm ADV
→ S•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2019 to Nov 16, 2021factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2015 to Dec 31, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48675455-d98e-9c12-0395-f89b4a089d58
First observed: Nov 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.