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Reading the graph
Advisor at FEFA FINANCIAL
SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FEFA FINANCIAL | Independent wealth | May 31, 2023 | n/a | yes | SAINT LOUIS, MO | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 26, 2020 | Mar 29, 2024 | no | St Louis, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | FEFA FINANCIAL | Mar 29, 2024 | May 31, 2023 | -303 | Firm change after gap | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:324833:MO:2024-03-29 | Mar 29, 2024 | May 31, 2023 | ST LOUIS, MO | Firm change after gap |