DFX Intelligence

G•••••• L•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

G•••••• L•• H••••••

Advisor at I••••••••• F•••••••• P•••••••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:486f6529-a325-b0a4-7288-34ce623c7065

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Dec 20, 2013	n/a	yes	LEXINGTON, KY	Current employment
R•••••• C•••••• M••••••••• L••	I•••••••••_WEALTH	Nov 17, 2009	Jan 14, 2014	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• C•••••• M••••••••• L••	I••••••••• F•••••••• P•••••••	Jan 14, 2014	Dec 20, 2013	-25	Firm change	Other
M••••• S••••••	R•••••• C•••••• M••••••••• L••	Dec 7, 2009	Nov 17, 2009

Relationships

Registered with (4)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Dec 20, 2013 to presentfactForm ADV
→ R•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 17, 2009 to Jan 14, 2014factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Dec 7, 2009factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:486f6529-a325-b0a4-7288-34ce623c7065
First observed: Oct 16, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.