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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RUSSELL CAPITAL MANAGEMENT, LLC

CRD 109513

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1aca9c7e-c0f7-ed66-0df4-63b7376a8c30

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Apr 17, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $275MItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $268M
Private client RAUM: $248MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $68.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 606
Individual clients: 220
High net worth clients: 69
SEC number: 801-56914
CRD: 109513
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Apr 17, 2026
Organised: Limited Liability Company, KY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN HARTLEY MCKEOWN	n/a	VERO BEACH, FL \| LEXINGTON, KY	27	40	n/a	no
BUFORD NASH LANKFORD	n/a	LEXINGTON, KY	15	23	n/a	no
Keith Wade Day	n/a	LEXINGTON, KY	5	31	n/a	no
HARRY LESLIE RUSSELL	n/a	LEXINGTON, KY	3	44	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RUSSELL, HARRY, LESLIE	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	09/1991	Jun 17, 2013	Mar 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$275M	$268M	4	4	1	n/a	n/a
2024	Mar 14, 2025	$251M	$244M	4	4	0	n/a	n/a
2023	Mar 25, 2024	$252M	$246M	4	4	0	n/a	n/a
2022	Mar 29, 2023	$211M	$211M	4	4	0	n/a	n/a
2021	Mar 30, 2022	$243M	$236M	4	4	0	n/a	n/a
2020	Mar 31, 2021	$300M	$298M	5	5	0	n/a	n/a
2019	Mar 19, 2020	$612M	$552M	7	7	0	n/a	n/a
2018	Mar 19, 2019	$534M	$484M	7	7	0	n/a	n/a
2017	Mar 27, 2018	$608M	$529M	7	7	0	n/a	n/a
2016	Mar 29, 2017	$545M	$477M	7	7	n/a	n/a	n/a
2015	Mar 28, 2016	$519M	$446M	7	7	n/a	n/a	n/a
2014	Mar 27, 2015	$500M	$428M	7	7	n/a	n/a	n/a
2013	Mar 24, 2014	$481M	$409M	7	7	n/a	n/a	n/a
2012	Mar 27, 2013	$289M	$245M	7	7	n/a	n/a	n/a
2011	Mar 30, 2012	$271M	$233M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$275M	$251M	9.4%	$211M	9.3%	4	4	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERIDIAN WEALTH MANAGEMENT, LLC	2	Nov 12, 2020	Oct 6, 2020	LEXINGTON, KY	Team lift out	RIA to RIA	50.0%

Relationships

Registered with (8)

← HARRY LESLIE RUSSELLAdvisorregistration: current employment
May 11, 2023 to presentfactForm ADV
← Keith Wade DayAdvisorregistration: current employment
Jul 5, 2021 to presentfactForm ADV
← BUFORD NASH LANKFORDAdvisorregistration: current employment
Jan 5, 2011 to presentfactForm ADV
← BRIAN HARTLEY MCKEOWNAdvisorregistration: current employment
Feb 17, 1999 to presentfactForm ADV
← DAVID GLEN DOWELLAdvisorregistration: previous registration
Jul 23, 2004 to Nov 12, 2020factForm ADV
← JUSTIN GEORGE SAUTTERAdvisorregistration: previous registration
Jun 11, 2014 to Nov 12, 2020factForm ADV
← GARRETT LEE HEADLEYAdvisorregistration: previous registration
Nov 17, 2009 to Jan 14, 2014factForm ADV
← CHRISTIAN EASTWOOD ERICKSONAdvisorregistration: previous registration
Aug 19, 2009 to Jul 25, 2012factForm ADV

Controls (1)

← RUSSELL, HARRY, LESLIEOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 17, 2013 to Mar 25, 2024factForm ADV

Moved with (1)

→ MERIDIAN WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Nov 12, 2020 to Oct 6, 2020factForm ADV

Dated events

Occurred
Nov 12, 2020
Regulatory AUM changed
Russell Capital Management, Llc reported RAUM $279.4M, down 54% from $612.1M (2020-07-29 to 2020-11-12)
Form ADVobserved 6 days ago
$-333M
Occurred
Nov 12, 2020
Control person left
Glen David Dowell (Partner, Secretary, Treasurer) no longer on Schedule A of Russell Capital Management, Llc (listed 2020-07-29, absent 2020-11-12)
Form ADVobserved 6 days ago
Occurred
Nov 12, 2020
Control person left
George Justin Sautter (Partner) no longer on Schedule A of Russell Capital Management, Llc (listed 2020-07-29, absent 2020-11-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aca9c7e-c0f7-ed66-0df4-63b7376a8c30
First observed: Mar 30, 2012
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL CAPITAL MANAGEMENT, LLC

CRD 109513

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1aca9c7e-c0f7-ed66-0df4-63b7376a8c30

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN HARTLEY MCKEOWN

n/a

VERO BEACH, FL | LEXINGTON, KY

n/a

BUFORD NASH LANKFORD

n/a

LEXINGTON, KY

n/a

Keith Wade Day

n/a

LEXINGTON, KY

n/a

HARRY LESLIE RUSSELL

n/a

LEXINGTON, KY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RUSSELL, HARRY, LESLIE

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

09/1991

Jun 17, 2013

Mar 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$275M

$268M

n/a

2024

Mar 14, 2025

$251M

$244M

n/a

2023

Mar 25, 2024

$252M

$246M

n/a

2022

Mar 29, 2023

$211M

n/a

2021

Mar 30, 2022

$243M

$236M

n/a

2020

Mar 31, 2021

$300M

$298M

n/a

2019

Mar 19, 2020

$612M

$552M

n/a

2018

Mar 19, 2019

$534M

$484M

n/a

2017

Mar 27, 2018

$608M

$529M

n/a

2016

Mar 29, 2017

$545M

$477M

n/a

2015

Mar 28, 2016

$519M

$446M

n/a

2014

Mar 27, 2015

$500M

$428M

n/a

2013

Mar 24, 2014

$481M

$409M

n/a

2012

Mar 27, 2013

$289M

$245M

n/a

2011

Mar 30, 2012

$271M

$233M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$275M

$251M

9.4%

$211M

9.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERIDIAN WEALTH MANAGEMENT, LLC

Nov 12, 2020

Oct 6, 2020

LEXINGTON, KY

Team lift out

RIA to RIA

50.0%