DFX Intelligence

K••••••• L•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K••••••• L•••••• T•••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Rockledge, FL

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Search this name across graphsid dfx:ria:4873914c-553a-9465-a199-7514bfb73b05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 8, 2025	n/a	yes	Rockledge, FL	Current employment
R••••••••• P••••••• D••••••	n/a	Jan 5, 2021	Jul 30, 2025	no	TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• P••••••• D••••••	T••••••• I••••••••• M••••••••• I•••	Jul 30, 2025	Aug 8, 2025	9	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	R••••••••• P••••••• D••••••	Sep 9, 2020	Jan 5, 2021

Relationships

Registered with (7)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ R••••••••• P••••••• D••••••Registered adviserregistration: previous registration
Jan 5, 2021 to Jul 30, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2020 to Sep 9, 2020factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
K••••••• L•••••• T••••• left R••••••••• P••••••• D•••••• for T••••••• I••••••••• M••••••••• I••• (registered 2025-08-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4873914c-553a-9465-a199-7514bfb73b05
First observed: Sep 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.