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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JOHN ANDREWS

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

ATLANTA, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:4874d460-03ca-3359-0674-99d3ee751a42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 16, 2005
First registration: Sep 26, 2005
Dual registered: yes, broker-dealer
Other names: JOHN WILLIAM ANDREWS|QUINT ANDREWS|JOHN ANDREWS V
IAPD individual key: 4993287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 25, 2018	n/a	yes	ATLANTA, GA\|Atlanta, GA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 7, 2008	Sep 27, 2018	no	ATLANTA, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Nov 11, 2008	no	ATLANTA, GA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 26, 2005	Apr 2, 2007	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES & ASSOCIATES, INC.	Sep 27, 2018	Sep 25, 2018	-2	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 11, 2008	Nov 7, 2008	-4	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 25, 2018 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 7, 2008 to Sep 27, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 11, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 26, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.