DFX Intelligence

R•••••• H•• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

R•••••• H•• W•••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT | Norwood, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Jul 9, 2026	n/a	yes	BOUNTIFUL, UT\|Norwood, MA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Nov 9, 2020	Jun 18, 2026	no	WALTHAM, MA\|Norwood, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• G••••• I••••••••• L••	Jun 18, 2026	Jul 9, 2026	21	Firm change	Ibd to RIA
O•••• W•••••• I•••	T••••••••• F•••••••• A•••••••• L••	Sep 2, 2020	Nov 9, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
16164:157091:MA:2026-06-12	Jun 18, 2026	Jul 9, 2026	NORWOOD, MA	Firm change

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 9, 2020 to Jun 18, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 7, 2005 to Sep 2, 2020factForm ADV

Dated events

Order

Occurred
18 Jun 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 7, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.