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RIA / WealthAdvisor28 years in industry

JEFFREY SPENCER SARGENT

Advisor at STANSBERRY ASSET MANAGEMENT, LLC

Winter Garden, FL | WESTLAKE, TX

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Search this name across graphsid dfx:ria:487970f9-ca1d-c8b9-604f-e9ffa0f36c02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STANSBERRY ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 4, 1998
First registration: Mar 23, 2005
Dual registered: no
Other names: JEFFREY S SARGENT
IAPD individual key: 2167467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STANSBERRY ASSET MANAGEMENT, LLC	Independent wealth	Aug 22, 2022	n/a	yes	Winter Garden, FL\|WESTLAKE, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2021	Apr 9, 2021	no	OLD SAYBROOK, CT\|WEST HARTFORD, CT\|WEST HARTFORD, CT	Previous registration
NORTHSTAR WEALTH PARTNERS LLC	Former SEC adviser	Jan 22, 2018	Feb 27, 2021	no	WEST HARTFORD, CT	Previous registration
WESTPORT RESOURCES MANAGEMENT INC	Former SEC adviser	Jul 30, 2009	Dec 24, 2016	no	WESTPORT, CT	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 24, 2005	Sep 23, 2008	no	STAMFORD, CT\|NORWALK, CT	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 23, 2005	Jun 3, 2005	no	NORWALK, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	STANSBERRY ASSET MANAGEMENT, LLC	Apr 9, 2021	Aug 22, 2022	500	Firm change after gap	Ibd to RIA
NORTHSTAR WEALTH PARTNERS LLC	LPL FINANCIAL LLC	Feb 27, 2021	Mar 18, 2021	19	Firm change	RIA to ibd
WESTPORT RESOURCES MANAGEMENT INC	NORTHSTAR WEALTH PARTNERS LLC	Dec 24, 2016	Jan 22, 2018	394	Firm change	Other
PRINCIPAL SECURITIES, INC.	WESTPORT RESOURCES MANAGEMENT INC	Sep 23, 2008	Jul 30, 2009	310	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	PRINCIPAL SECURITIES, INC.	Jun 3, 2005	Oct 24, 2005	143	Firm change	Other

Relationships

Registered with (6)

→ STANSBERRY ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 22, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 18, 2021 to Apr 9, 2021factForm ADV
→ NORTHSTAR WEALTH PARTNERS LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Feb 27, 2021factForm ADV
→ WESTPORT RESOURCES MANAGEMENT INCRegistered adviserregistration: previous registration
Jul 30, 2009 to Dec 24, 2016factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 24, 2005 to Sep 23, 2008factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 23, 2005 to Jun 3, 2005factForm ADV

Dated events

No dated event names this entity yet.