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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HEARTHSTONE | PRIVATE WEALTH MANAGEMENT

HYNES ADVISORY INC., CRD 154890

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:487df246-c7df-2aa0-0dbe-f80c2ee898ba

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2015 to Mar 31, 2021
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $299MItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $299M
Private client RAUM: $299MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 581
Individual clients: 79
High net worth clients: 67
Custody, client assets: $138M
SEC number: 801-100424
CRD: 154890
Filings on the tape: 14
First filed: Jun 19, 2015
Latest filed: Mar 31, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HYNES, PAUL, JOSEPH	President	E	yes	05/2010	Jun 19, 2015	Mar 31, 2021
WILDEY, WENDY, CAROL	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER REPRESENTATIVE & DIRECTOR OF FIDUCIARY SERVICES	Na	yes	03/2014	Jun 19, 2015	Mar 31, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Irvine	CA	United States	4	no
Temecula	CA	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$299M	$299M	9	7	2	n/a	n/a
2019	Mar 31, 2020	$268M	$268M	7	6	2	n/a	n/a
2018	Mar 29, 2019	$216M	$215M	7	5	3	n/a	n/a
2017	Mar 30, 2018	$176M	$176M	6	5	0	n/a	n/a
2016	Mar 29, 2017	$126M	$126M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$114M	$114M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$299M	$268M	11.5%	$176M	19.3%	9	7	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ASPIRIANT, LLC	4	Dec 31, 2021	Dec 3, 2021	SAN DIEGO, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← HYNES, PAUL, JOSEPHOwnerPRESIDENT, ownership code E, individual
Jun 19, 2015 to presentfactForm ADV
← WILDEY, WENDY, CAROLOwnerCHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER REPRESENTATIVE & DIRECTOR OF FIDUCIARY SERVICES, ownership code NA, individual
Jun 19, 2015 to presentfactForm ADV

Registered with (4)

← PAUL JOSEPH HYNESAdvisorregistration: previous registration
Nov 9, 2010 to Dec 31, 2021factForm ADV
← WENDY CAROL WILDEYAdvisorregistration: previous registration
Nov 9, 2010 to Dec 31, 2021factForm ADV
← KAREN MARGARET CLAPPAdvisorregistration: previous registration
Aug 7, 2017 to Dec 31, 2021factForm ADV
← ELIZABETH MICHELLE MISAKAdvisorregistration: previous registration
Jul 10, 2017 to Dec 31, 2021factForm ADV

Moved with (1)

→ ASPIRIANT, LLCRegistered adviser4 advisors, firm absorbed, same day
Dec 31, 2021 to Dec 3, 2021factForm ADV

Dated events

Occurred
Jun 19, 2015
First Form ADV filing
Hynes Advisory Inc. Dba Hearthstone | Private Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:487df246-c7df-2aa0-0dbe-f80c2ee898ba
First observed: Jun 19, 2015
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEARTHSTONE | PRIVATE WEALTH MANAGEMENT

HYNES ADVISORY INC., CRD 154890

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:487df246-c7df-2aa0-0dbe-f80c2ee898ba

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HYNES, PAUL, JOSEPH

President

yes

05/2010

Jun 19, 2015

Mar 31, 2021

WILDEY, WENDY, CAROL

CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER REPRESENTATIVE & DIRECTOR OF FIDUCIARY SERVICES

yes

03/2014

Jun 19, 2015

Mar 31, 2021

City

State

Country

Employees

Also broker-dealer

Irvine

United States

Temecula

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$299M

n/a

2019

Mar 31, 2020

$268M

n/a

2018

Mar 29, 2019

$216M

$215M

n/a

2017

Mar 30, 2018

$176M

n/a

2016

Mar 29, 2017

$126M

n/a

2015

Mar 30, 2016

$114M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$299M

$268M

11.5%

$176M

19.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ASPIRIANT, LLC

Dec 31, 2021

Dec 3, 2021

SAN DIEGO, CA

Firm absorbed

RIA to RIA

100.0%