DFX Intelligence

W•••• C•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

W•••• C•••• W•••••

Advisor at A••••••••• L••

SAN DIEGO, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:7c1c4c28-d92f-03bd-c5f9-f35b39ef9796

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Aug 15, 2024	n/a	yes	LOS ANGELES, CA\|SAN DIEGO, CA	Current employment
A••••••••• L••	Independent wealth	Dec 3, 2021	Jan 30, 2023	no	LOS ANGELES, CA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• • P•••••• W••••• M•••••••••	A••••••••• L••	Dec 31, 2021	Dec 3, 2021	-28	Firm change	RIA to RIA
E••••••• W••••• A•••••••	H••••••••• • P•••••• W••••• M•••••••••	Dec 15, 2010	Nov 9, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
154890:146720:CA:2021-12-31	Dec 31, 2021	Dec 3, 2021	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: previous registration
Dec 3, 2021 to Jan 30, 2023factForm ADV
→ H••••••••• • P•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 9, 2010 to Dec 31, 2021factForm ADV
→ E••••••• W••••• A•••••••Registered adviserregistration: previous registration
May 8, 2006 to Dec 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c1c4c28-d92f-03bd-c5f9-f35b39ef9796
First observed: May 8, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.