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RIA / WealthAdvisorCertified Financial Planner19 years in industry

DONNIE JAMES CARPENTER

Advisor at FIRST MOVE FINANCIAL, LLC

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:487f1ef6-ba02-05da-f78a-da92fb589e0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST MOVE FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 14, 2006
First registration: Dec 12, 2006
Dual registered: no
IAPD individual key: 5232483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST MOVE FINANCIAL, LLC	State registered	Oct 24, 2017	n/a	yes	THE WOODLANDS, TX	Current employment
HFG WEALTH MANAGEMENT, LLC	Independent wealth	Feb 9, 2016	Sep 8, 2017	no	THE WOODLANDS, TX	Previous registration
BACK OFFICE SOLUTIONS, LLC	n/a	Apr 9, 2015	Dec 5, 2016	no	THE WOODLANDS, TX	Previous registration
MCS FAMILY WEALTH ADVISORS	Independent wealth	Jul 23, 2007	Apr 4, 2008	no	BEND, OR	Previous registration
ALISON, LLC	Former SEC adviser	Feb 2, 2007	Jul 9, 2007	no	EUGENE, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Dec 12, 2006	Jun 29, 2007	no	EUGENE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HFG WEALTH MANAGEMENT, LLC	FIRST MOVE FINANCIAL, LLC	Sep 8, 2017	Oct 24, 2017	46	Firm change	Other
BACK OFFICE SOLUTIONS, LLC	HFG WEALTH MANAGEMENT, LLC	Dec 5, 2016	Feb 9, 2016	-300	Firm change after gap	Other
MCS FAMILY WEALTH ADVISORS	BACK OFFICE SOLUTIONS, LLC	Apr 4, 2008	Apr 9, 2015	2,561	Firm change after gap	Other
ALISON, LLC	MCS FAMILY WEALTH ADVISORS	Jul 9, 2007	Jul 23, 2007	14	Firm change	Other
KMS FINANCIAL SERVICES, INC	ALISON, LLC	Jun 29, 2007	Feb 2, 2007	-147	Firm change after gap	Other

Relationships

Registered with (6)

→ FIRST MOVE FINANCIAL, LLCRegistered adviserregistration: current employment
Oct 24, 2017 to presentfactForm ADV
→ HFG WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 9, 2016 to Sep 8, 2017factForm ADV
→ BACK OFFICE SOLUTIONS, LLCRegistered adviserregistration: previous registration
Apr 9, 2015 to Dec 5, 2016factForm ADV
→ MCS FAMILY WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 23, 2007 to Apr 4, 2008factForm ADV
→ ALISON, LLCRegistered adviserregistration: previous registration
Feb 2, 2007 to Jul 9, 2007factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Dec 12, 2006 to Jun 29, 2007factForm ADV

Dated events

No dated event names this entity yet.