DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HFG WEALTH MANAGEMENT, LLC

CRD 148406

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0e22fcb-b3d3-1bde-5336-03a97ee45d49

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Jul 28, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $506MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $506M
Private client RAUM: $451MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,492
Individual clients: 255
High net worth clients: 174
SEC number: 801-69751
CRD: 148406
Filings on the tape: 40
First filed: Mar 29, 2012
Latest filed: Jul 28, 2026
Organised: Limited Liability Company, TX
Website: hfgwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LARRY ARLEN HARVEY	Chartered Financial Consultant	THE WOODLANDS, TX	16	32	1	no
Kevin Gregory Bruce	Certified Financial Planner\|Chartered Financial Analyst	OMAHA, NE \| THE WOODLANDS, TX \| Willis, TX	0	24	13	no
Nicholas Adam Stevens	n/a	THE WOODLANDS, TX	0	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Bates, Kathryn, Louise	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	Na	yes	02/2024	Mar 28, 2024	Sep 10, 2024
HARVEY, LARRY, ARLEN	MANAGING MEMBER, PRESIDENT	E	yes	09/2008	Mar 29, 2012	Sep 10, 2024
PIZZUTELLO, HENRY, JOHN	CHIEF INVESTMENT OFFICER	Na	no	01/2021	May 14, 2019	Sep 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BELLATORE FINANCIAL, INC.	n/a	Independent wealth	$639M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Huntsville	TX	United States	1	no
Nederland	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$506M	$506M	6	6	2	n/a	n/a
2024	Mar 7, 2025	$461M	$461M	7	7	2	n/a	n/a
2023	Mar 28, 2024	$406M	$406M	12	4	1	n/a	n/a
2022	Mar 30, 2023	$404M	$404M	12	4	1	n/a	n/a
2021	Mar 30, 2022	$526M	$526M	9	4	1	n/a	n/a
2020	Mar 9, 2021	$449M	$409M	11	3	1	n/a	n/a
2019	Mar 26, 2020	$371M	$368M	14	5	1	n/a	n/a
2018	Mar 27, 2019	$315M	$312M	9	3	1	n/a	n/a
2017	Mar 29, 2018	$285M	$283M	6	2	1	n/a	n/a
2016	Mar 2, 2017	$185M	$185M	8	3	n/a	n/a	n/a
2015	Feb 25, 2016	$141M	$141M	6	3	n/a	n/a	n/a
2014	Mar 19, 2015	$133M	$133M	6	3	n/a	n/a	n/a
2013	Mar 28, 2014	$125M	$125M	6	1	n/a	n/a	n/a
2012	Mar 26, 2013	$105M	$105M	5	1	n/a	n/a	n/a
2011	Mar 29, 2012	$92.0M	$92.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	75.0%	0	2	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$506M	$461M	9.7%	$404M	7.8%	10	7	2	2

Relationships

Affiliated with (2)

← BELLATORE FINANCIAL, INC.Registered adviserother investment adviser, common control
factForm ADV
→ BELLATORE FINANCIAL, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (16)

← Nicholas Adam StevensAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Kevin Gregory BruceAdvisorregistration: previous registration
Nov 3, 2023 to Nov 3, 2025factForm ADV
← Matthew Thomas HarveyAdvisorregistration: previous registration
Aug 9, 2021 to Dec 21, 2021factForm ADV
← LARRY ARLEN HARVEYAdvisorregistration: current employment
Jun 1, 2010 to presentfactForm ADV
← JACOB N. GUINNAdvisorregistration: previous registration
May 6, 2022 to Aug 7, 2026factForm ADV
← Scott Clifton FrancisAdvisorregistration: previous registration
May 23, 2024 to Aug 7, 2026factForm ADV
← Sterling Joseph GrayAdvisorregistration: previous registration
Sep 3, 2021 to May 9, 2023factForm ADV
← David Michael LeeAdvisorregistration: previous registration
Nov 9, 2022 to Apr 20, 2023factForm ADV
← Robert E BudavichAdvisorregistration: previous registration
Apr 19, 2021 to Mar 17, 2022factForm ADV
← George MusselmanAdvisorregistration: previous registration
Feb 11, 2019 to Oct 16, 2020factForm ADV
← JASON ERIC STEPANIKAdvisorregistration: previous registration
Oct 29, 2019 to Sep 18, 2020factForm ADV
← Robert Barclift BordenAdvisorregistration: previous registration
Jun 26, 2018 to Sep 18, 2020factForm ADV
← Cameron Michael CapriottiAdvisorregistration: previous registration
Jun 27, 2016 to Mar 18, 2019factForm ADV
← DANIELLE LA NISE FRAZIERAdvisorregistration: previous registration
Jun 26, 2018 to Oct 9, 2018factForm ADV
← DONNIE JAMES CARPENTERAdvisorregistration: previous registration
Feb 9, 2016 to Sep 8, 2017factForm ADV
← JORDAN SCOTT NIGHTINGALEAdvisorregistration: previous registration
Jan 31, 2015 to Apr 20, 2016factForm ADV

Owns (1)

← PIZZUTELLO, HENRY, JOHNOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
May 14, 2019 to Sep 10, 2024factForm ADV

Controls (2)

← HARVEY, LARRY, ARLENOwnerMANAGING MEMBER, PRESIDENT, ownership code E, individual
Mar 29, 2012 to Sep 10, 2024factForm ADV
← Bates, Kathryn, LouiseOwnerCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2024 to Sep 10, 2024factForm ADV

Dated events

Occurred
Aug 7, 2026
Advisor changed firm
Scott Clifton Francis left Hfg Wealth Management, Llc for Swmg, Llc (registered 2026-06-05)
Form ADVobserved 5 days ago
Occurred
Aug 7, 2026
Advisor changed firm
Jacob N. Guinn left Hfg Wealth Management, Llc for Alpha Capital Family Office, Llc (registered 2026-05-28)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2025
Advisor changed firm
Kevin Gregory Bruce left Hfg Wealth Management, Llc for Align Investment Research, Llc (registered 2024-08-20)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person joined
Louise Kathryn Bates (Chief Compliance Officer / Chief Operating Officer) appeared on Schedule A of Hfg Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
May 9, 2023
Advisor changed firm
Sterling Joseph Gray left Hfg Wealth Management, Llc for Keener Financial Planning (registered 2023-05-30)
Form ADVobserved 5 days ago
Occurred
Apr 20, 2023
Advisor changed firm
David Michael Lee left Hfg Wealth Management, Llc for Lpl Financial Llc (registered 2023-05-26)
Form ADVobserved 5 days ago
Occurred
Mar 17, 2022
Advisor changed firm
Robert E Budavich left Hfg Wealth Management, Llc for Allstate Financial Advisors, Llc (registered 2023-03-06)
Form ADVobserved 5 days ago
Occurred
Sep 18, 2020
Control person left
Barclift Robert Borden (Chief Compliance Officer) no longer on Schedule A of Hfg Wealth Management, Llc (listed 2020-06-30, absent 2020-09-18)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0e22fcb-b3d3-1bde-5336-03a97ee45d49
First observed: Mar 29, 2012
Last observed: Jul 28, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HFG WEALTH MANAGEMENT, LLC

CRD 148406

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0e22fcb-b3d3-1bde-5336-03a97ee45d49

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LARRY ARLEN HARVEY

Chartered Financial Consultant

THE WOODLANDS, TX

Kevin Gregory Bruce

Certified Financial Planner|Chartered Financial Analyst

OMAHA, NE | THE WOODLANDS, TX | Willis, TX

Nicholas Adam Stevens

n/a

THE WOODLANDS, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Bates, Kathryn, Louise

CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER

yes

02/2024

Mar 28, 2024

Sep 10, 2024

HARVEY, LARRY, ARLEN

MANAGING MEMBER, PRESIDENT

yes

09/2008

Mar 29, 2012

Sep 10, 2024

PIZZUTELLO, HENRY, JOHN

CHIEF INVESTMENT OFFICER

01/2021

May 14, 2019

Sep 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BELLATORE FINANCIAL, INC.

n/a

Independent wealth

$639M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Huntsville

United States

Nederland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$506M

n/a

2024

Mar 7, 2025

$461M

n/a

2023

Mar 28, 2024

$406M

n/a

2022

Mar 30, 2023

$404M

n/a

2021

Mar 30, 2022

$526M

n/a

2020

Mar 9, 2021

$449M

$409M

n/a

2019

Mar 26, 2020

$371M

$368M

n/a

2018

Mar 27, 2019

$315M

$312M

n/a

2017

Mar 29, 2018

$285M

$283M

n/a

2016

Mar 2, 2017

$185M

n/a

2015

Feb 25, 2016

$141M

n/a

2014

Mar 19, 2015

$133M

n/a

2013

Mar 28, 2014

$125M

n/a

2012

Mar 26, 2013

$105M

n/a

2011

Mar 29, 2012

$92.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

75.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$506M

$461M

9.7%

$404M

7.8%